AUMdb

Lewis Wealth Management, Llc

State-registered Wealth Manager · Boutique (under $100M) CRD 289065 · Carmel, IN · LEWISWEALTHMANAGEMENT.NET
☆ Save with Pro ADV data as of Jan 05, 2026
Regulatory AUM
$42.3M
Discretionary
$42.3M
Clients
97
Avg AUM / client
$436K
Accounts
312
Employees
1

Who they serve

Client typeClientsAUM% of AUM
Individuals (non-high net worth) 81 $16.7M 39.4%
High net worth individuals 14 $25.6M 60.5%
Corporations and other businesses 2 $37.1K 0.09%

Retirement plan clients

Plans that reported this firm as an investment service provider on Form 5500 Schedule C.

Plan Location Plan year
Greenberg Traurig 401(k) Plan Greenberg Traurig, Pa 2024

People (1)

roster as of Jul 20, 2026
NameRole / titleCredentialsWith firm sinceOwnership
Kevin James Lewis Registered representative Jun 2017 (9y)

Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.

Retirement plans served (1)

PlanSponsorParticipantsPlan assetsAs of
Greenberg Traurig 401(k) Plan Greenberg Traurig, Pa 3,961 $1.6B 01/01/2024

From Form 5500 service-provider disclosures.

Documents (1 archived)

FormPeriodSize
Form ADV (full filing) 01/05/2026 988 KB View · PDF · Source ↗

Archived copies of the firm's regulatory filings, versioned by content hash.

Disciplinary disclosures

No disciplinary events reported on the firm's latest Form ADV filing.

How they charge

  • Percentage of assets under management
  • Fixed fees
  • Other fees
  • % OF ASSETS UNDER ADVISEMENT

Services

  • Financial planning services
  • Portfolio management for individuals/small businesses

Custody

Reported custodians

Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).

Firm reports it does not have custody of client funds or securities (Item 9.A).

Source

All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Jan 05, 2026.

View current Form ADV (SEC/IAPD) ↗