Adaptfirst Investments Llc
- Regulatory AUM
- $108M
- Discretionary
- $107M
- Clients
- 584
- Avg AUM / client
- $185K
- Accounts
- 913
- Employees
- 12
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 551 | $74.5M | 69.1% |
| High net worth individuals | 33 | $33.3M | 30.9% |
People (11)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Charles F Freeman | Registered representative | CFA | Aug 2017 (9y) | |
| Gregory William Schlaudecker | Registered representative | Mar 2018 (8y) | ||
| James Joseph Eddington | Registered representative | Jan 2019 (8y) | ||
| Ryan Christopher Gehsmann | Registered representative | Sep 2019 (7y) | ||
| Leslie Garner | Registered representative | CFP | Oct 2019 (7y) | |
| James C Byers | Registered representative | CFP | Nov 2019 (7y) | |
| Tristen Andrew Gadberry | Registered representative | Jan 2021 (6y) | ||
| Robert Perry Masten | Registered representative | Mar 2021 (5y) | ||
| George Henley Kitchen | Registered representative | Sep 2021 (5y) | ||
| Jared Mitchell Gibbs | Registered representative | Jan 2024 (3y) | ||
| Walter Ray Lasley | Registered representative | May 2024 (2y) |
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 03/17/2026 | 1.15 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
This firm answered "yes" to a disciplinary item on its latest filing. Detailed disclosure pages for this filing have not been imported yet — see the source filing below.
How they charge
- • Percentage of assets under management
- • Hourly charges
- • Subscription fees
- • Fixed fees
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Publication of periodicals or newsletters
Custody
Reported custodians
- Charles Schwab & Co. $101M (94% of AUM) Mar 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports having custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 17, 2026.
View current Form ADV (SEC/IAPD) ↗