Hfm Investment Advisors, Llc
- Regulatory AUM
- $404M
- Discretionary
- $404M
- Clients
- 580
- Avg AUM / client
- $697K
- Accounts
- 1,286
- Employees
- 5
AUM over time
Reported AUM from Form ADV filings, plotted by filing date · as of Mar 31, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 450 | $105M | 26.1% |
| High net worth individuals | 82 | $169M | 41.8% |
| Pension and profit sharing plans | 45 | $129M | 32.0% |
| Corporations and other businesses | 3 | $479K | 0.12% |
Retirement plan clients
Plans that reported this firm as an investment service provider on Form 5500 Schedule C.
| Plan | Location | Plan year |
|---|---|---|
| Cdm, Inc. 401(k) Profit Sharing Plan Cdm, Inc. | 2024 | |
| Retire Right 401(k) Plan Leading Plan Solutions, Inc. | 2024 | |
| Emsl Analytical, Inc. 401(k) Retirement Plan Emsl Analytical, Inc. | 2024 | |
| National Employee Management Resources Retirement Savings Plan National Employee Management Resources, Llc | 2024 |
People (7)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Jason Francis Gabrieli | Vice President & Cco | CFP | Jun 2017 (9y) | 10% – 25% |
| Michael Paul Pallozzi | President & Ceo | Jun 2017 (9y) | 75% or more | |
| Tyler Anthony Reedman | Registered representative | May 2021 (5y) | ||
| Joseph Gaspari | Registered representative | Jun 2022 (4y) | ||
| Brett Herron | Registered representative | May 2025 (1y) | ||
| Andrew D Barnhardt | Registered representative | CFP | May 2025 (1y) | |
| Catherine B. Allen Carlozo | Registered representative | CFP | Apr 2026 (0y) |
Undisclosed: 0% – 15% of the firm is not attributable from the filed Schedule A bands.
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Retirement plans served (4)
| Plan | Sponsor | Participants | Plan assets | As of |
|---|---|---|---|---|
| Cdm, Inc. 401(k) Profit Sharing Plan | Cdm, Inc. | 257 | $8.9M | 01/01/2024 |
| Retire Right 401(k) Plan | Leading Plan Solutions, Inc. | 711 | $9.0M | 01/01/2024 |
| Emsl Analytical, Inc. 401(k) Retirement Plan | Emsl Analytical, Inc. | 809 | $34.1M | 01/01/2024 |
| National Employee Management Resources Retirement Savings Plan | National Employee Management Resources, Llc | 537 | $19.7M | 01/01/2024 |
From Form 5500 service-provider disclosures.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 03/31/2026 | 897 KB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Fixed fees
- • Other fees
- • SOLICITOR FEES
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Portfolio management for businesses/institutional clients
- • Pension consulting services
- • Selection of other advisers
Custody
Reported custodians
- Charles Schwab & Co. $210M (52% of AUM) Mar 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 31, 2026.
View current Form ADV (SEC/IAPD) ↗