Widmann Financial Services, Inc.
- Regulatory AUM
- $467M
- Discretionary
- $466M
- Clients
- 551
- Avg AUM / client
- $847K
- Accounts
- 1,128
- Employees
- 14
AUM over time
Annual snapshots from Form ADV filings · as of Apr 14, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 428 | $169M | 36.2% |
| High net worth individuals | 123 | $285M | 61.0% |
| Charitable organizations | Fewer than 5 clients | $4.9M | 1.05% |
| Corporations and other businesses | Fewer than 5 clients | $7.9M | 1.69% |
People (7)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Arden Thomas Widmann | President, Chief Compliance Officer, Director | CFP | Nov 1988 (38y) | 75% or more |
| Laura Ann Ruiz | Coo, Compliance Manager | Jan 2009 (18y) | Less than 5% | |
| Robert Priester Ready | Investment Adviser Representative | Nov 2017 (9y) | Less than 5% | |
| David Clark Wolf | Registered representative | Oct 2017 (9y) | ||
| William Gaines | Registered representative | CFP | Jul 2020 (6y) | |
| Justin M Horner | Registered representative | Nov 2024 (2y) | ||
| David Michael Greenleaf | Registered representative | Jul 2026 (0y) |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 04/14/2026 | 905 KB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Hourly charges
- • Fixed fees
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Educational seminars/workshops
Custody
Reported custodians
- National Financial Services (Fidelity) $467M (100% of AUM) Apr 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports having custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Apr 14, 2026.
View current Form ADV (SEC/IAPD) ↗