Milestones Private Investment Advisors Llc
- Regulatory AUM
- $223M
- Discretionary
- $143M
- Clients
- 254
- Avg AUM / client
- $876K
- Accounts
- 677
- Employees
- 3
AUM over time
Reported AUM from Form ADV filings, plotted by filing date · as of Feb 26, 2026
Investments (13F portfolio — 78 positions, $113,507,109)
13F period Mar 31, 2026| # | Issuer | Class | Value | Shares | % of 13F | % of AUM |
|---|---|---|---|---|---|---|
| 1 | First Tr Exchange Traded Fd | UTILITIES ALPH | $6,063,369 | 122,270 | 5.34% | 2.72% |
| 2 | Vaneck Etf Trust | SEMICONDUCTR ETF | $5,969,155 | 15,569 | 5.26% | 2.68% |
| 3 | Invesco Exch Traded Fd Tr Ii | NASDAQ 100 ETF | $5,384,232 | 22,659 | 4.74% | 2.42% |
| 4 | Select Sector Spdr Tr | STATE STREET ENE | $4,427,628 | 72,276 | 3.9% | 1.99% |
| 5 | Ishares Tr | 20 YR TR BD ETF | $4,289,421 | 49,480 | 3.78% | 1.93% |
| 6 | Ishares Tr | MSCI USA QUALITY | $3,874,727 | 60,571 | 3.41% | 1.74% |
| 7 | First Tr Exchange Traded Fd | SHS | $3,790,747 | 74,621 | 3.34% | 1.7% |
| 8 | Select Sector Spdr Tr | STATE STREET TEC | $3,787,517 | 28,499 | 3.34% | 1.7% |
| 9 | First Tr Exchange Traded Fd | CONSUMR STAPLE | $3,701,813 | 58,095 | 3.26% | 1.66% |
| 10 | Select Sector Spdr Tr | STATE STREET CON | $3,610,180 | 33,127 | 3.18% | 1.62% |
| 11 | World Gold Tr | SPDR GLD MINIS | $3,211,152 | 34,644 | 2.83% | 1.44% |
| 12 | Schwab Strategic Tr | US DIVIDEND EQ | $2,997,589 | 97,705 | 2.64% | 1.35% |
| 13 | Select Sector Spdr Tr | STATE STREET HEA | $2,855,963 | 19,480 | 2.52% | 1.28% |
| 14 | First Tr Exch Traded Fd Iii | PFD SECS INC ETF | $2,589,122 | 145,866 | 2.28% | 1.16% |
| 15 | Invesco Exch Trd Slf Idx Fd | INVSCO BLSH 28 | $2,584,972 | 126,572 | 2.28% | 1.16% |
| 16 | Invesco Exch Trd Slf Idx Fd | INVSCO 30 CORP | $2,571,184 | 153,787 | 2.27% | 1.15% |
| 17 | Invesco Exch Trd Slf Idx Fd | BULSHS 2027 CB | $2,570,878 | 131,000 | 2.26% | 1.15% |
| 18 | Invesco Exch Trd Slf Idx Fd | BULETSHS 2029 | $2,563,426 | 137,373 | 2.26% | 1.15% |
| 19 | Spdr Series Trust | STATE STREET SPD | $2,485,054 | 25,381 | 2.19% | 1.12% |
| 20 | Invesco Exch Trd Slf Idx Fd | BULLETSHS 2030 | $2,350,825 | 91,865 | 2.07% | 1.06% |
| 21 | Spdr Series Trust | STATE STREET SPD | $2,185,629 | 38,629 | 1.93% | 0.98% |
| 22 | First Tr Exchng Traded Fd Vi | SECURITIZED PLUS | $2,079,355 | 97,485 | 1.83% | 0.93% |
| 23 | First Tr Exchange Traded Alp | COM SHS | $2,076,054 | 17,394 | 1.83% | 0.93% |
| 24 | First Tr Exchange Traded Fd | RISNG DIVD ACHIV | $1,967,830 | 28,820 | 1.73% | 0.88% |
| 25 | Ark Etf Tr | INNOVATION ETF | $1,730,574 | 25,604 | 1.52% | 0.78% |
Top 25 of 78 positions from the manager's latest Form 13F · source filing (EDGAR) ↗. 13F covers long US-listed positions only. "% of AUM" is share of the firm's total regulatory AUM (Form ADV Item 5.F).
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 183 | $44.6M | 20.1% |
| High net worth individuals | 70 | $176M | 78.9% |
| Corporations and other businesses | 1 | $2.2M | 1.0% |
People (2)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Heather Ann Proctor | Chief Compliance Officer And Principal | Sep 2017 (9y) | 50% – 75% | |
| Mark Thomas Buscher | Managing Principal | Sep 2017 (9y) | 50% – 75% |
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 02/26/2026 | 867 KB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Fixed fees
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Pension consulting services
Custody
Reported custodians
- Charles Schwab & Co. $223M (100% of AUM) Feb 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Feb 26, 2026.
View current Form ADV (SEC/IAPD) ↗