Apeiron Ria Llc
- Regulatory AUM
- $852M
- Discretionary
- $807M
- Clients
- 1,184
- Avg AUM / client
- $720K
- Accounts
- 2,387
- Employees
- 17
AUM over time
Annual snapshots from Form ADV filings · as of May 26, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 652 | $218M | 25.6% |
| High net worth individuals | 526 | $589M | 69.1% |
| Pension and profit sharing plans | 6 | $45.0M | 5.28% |
Retirement plan clients
Plans that reported this firm as an investment service provider on Form 5500 Schedule C.
| Plan | Location | Plan year |
|---|---|---|
| Society Of Petroleum Engineers (Spe), Inc. Retirement Income Plan Society Of Petroleum Engineers (Spe), Inc. | 2024 |
People (11)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| James Michael Marsden | Owner & Chief Compliance Officer | CFP | Aug 2017 (9y) | ≈ 37.5% – 75% via Jmars Financial, Llc |
| Scott Dale Hammel | Member | CFP | Aug 2017 (9y) | ≈ 37.5% – 75% via The Hammel Group, Inc |
| Adam Patrick Keller | Registered representative | CFP | Aug 2017 (9y) | |
| Kyle Douglas Walters | Registered representative | CFP | Aug 2017 (9y) | |
| Philip Benson Athey | Registered representative | CFP | Aug 2017 (9y) | |
| David Ryan Droppo | Registered representative | CFP | Jan 2019 (8y) | |
| Brandon Jamison Gibson | Registered representative | CFP | Apr 2022 (4y) | |
| Katie Renee Bosler | Registered representative | Nov 2022 (4y) | ||
| Ryan Shea | Registered representative | CFP | Oct 2023 (3y) | |
| Colton Marley Richards | Registered representative | CFP | Oct 2024 (2y) | |
| James Richard Crocker | Registered representative | Oct 2025 (1y) |
Entity owners (Schedule A/B)
| Entity | Title / status | Since | Sch. | Ownership |
|---|---|---|---|---|
| Jmars Financial, Llc | Owner | Nov 2020 | A | 50% – 75% |
| The Hammel Group, Inc | Owner | Nov 2020 | A | 50% – 75% |
Estimated effective ownership (look-through of filed bands):
- James Michael Marsden: 75% – 100% of Jmars Financial, Llc × 50% – 75% direct ≈ 37.5% – 75% of the firm
- Scott Dale Hammel: 75% – 100% of The Hammel Group, Inc × 50% – 75% direct ≈ 37.5% – 75% of the firm
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Retirement plans served (1)
| Plan | Sponsor | Participants | Plan assets | As of |
|---|---|---|---|---|
| Society Of Petroleum Engineers (Spe), Inc. Retirement Income Plan | Society Of Petroleum Engineers (Spe), Inc. | 121 | $29.5M | 01/01/2024 |
From Form 5500 service-provider disclosures.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 05/26/2026 | 1.09 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Hourly charges
- • Fixed fees
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Pension consulting services
- • Selection of other advisers
Custody
Reported custodians
- Charles Schwab & Co. $640M (75% of AUM) May 2026
- SEI Private Trust $175M (21% of AUM) May 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: May 26, 2026.
View current Form ADV (SEC/IAPD) ↗