AUMdb

Prossimo Advisors Llc

State-registered Wealth Manager · Small ($100M–$1B) CRD 289347 · SEC file 801-118685 · San Luis Obispo, CA · www.prossimoadvisors.com
☆ Save with Pro ADV data as of Mar 26, 2026
Regulatory AUM
$239M
Discretionary
$239M
Clients
26
Avg AUM / client
$9.2M
Accounts
101
Employees
4

AUM over time

$0 $239M
Jul 19, 2017 Mar 26, 2026

Reported AUM from Form ADV filings, plotted by filing date · as of Mar 26, 2026

Who they serve

Client typeClientsAUM% of AUM
Individuals (non-high net worth) Fewer than 5 clients $1.3M 0.54%
High net worth individuals 26 $202M 84.6%
Pension and profit sharing plans Fewer than 5 clients $3.9M 1.64%
Charitable organizations Fewer than 5 clients $14.3M 6.01%
Corporations and other businesses Fewer than 5 clients $17.2M 7.21%

People (4)

roster as of Jul 20, 2026
NameRole / titleCredentialsWith firm sinceOwnership
Jerry Todd Mirolla Managing Director Jul 2017 (9y) 50% – 75%
Katelyn Blaire Hunter Chief Compliance Officer May 2019 (7y) 50% – 75%
Paul Peter Bianchi Registered representative Apr 2019 (7y)
Ann Marie Poletti Registered representative Mar 2025 (1y)

Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.

Documents (1 archived)

FormPeriodSize
Form ADV (full filing) 03/26/2026 1.25 MB View · PDF · Source ↗

Archived copies of the firm's regulatory filings, versioned by content hash.

Disciplinary disclosures

No disciplinary events reported on the firm's latest Form ADV filing.

How they charge

  • Percentage of assets under management
  • Hourly charges
  • Fixed fees
  • Other fees
  • A PERCENTAGE OF ASSETS UNDER ADVISEMENT

Services

  • Portfolio management for individuals/small businesses
  • Selection of other advisers
  • Other services

Custody

Reported custodians

Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).

Firm reports it does not have custody of client funds or securities (Item 9.A).

Source

All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 26, 2026.

View current Form ADV (SEC/IAPD) ↗