Code Waechter Llc
- Regulatory AUM
- $409M
- Discretionary
- $409M
- Clients
- 324
- Avg AUM / client
- $1.3M
- Accounts
- 1,168
- Employees
- 9
AUM over time
Annual snapshots from Form ADV filings · as of Jan 26, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 189 | $56.8M | 13.9% |
| High net worth individuals | 133 | $350M | 85.5% |
| Charitable organizations | 1 | $2.5M | 0.6% |
| Corporations and other businesses | 1 | $220K | 0.05% |
Retirement plan clients
Plans that reported this firm as an investment service provider on Form 5500 Schedule C.
| Plan | Location | Plan year |
|---|---|---|
| Famous Tate Electric Company 401(k) Savings & Retirement Plan Famous Tate | Tampa, FL | 2024 |
| Kimmins 401 K Savings Plan Kimmins Contracting Corp. | 2024 |
People (5)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Jordan Patrick Code | Owner | CFP | Apr 2018 (8y) | ≈ 18.75% – 50% via Code Waechter Holdings, Llc |
| Scott Thomas Waechter | Owner | CFP CFA | Apr 2018 (8y) | ≈ 18.75% – 50% via Code Waechter Holdings, Llc |
| Lauren Gail Gretchen | Cco | Jul 2020 (6y) | Less than 5% | |
| Brian Edward Code | Registered representative | CFP | Apr 2018 (8y) | |
| Michael John Stump | Registered representative | CFP CFA | Nov 2025 (1y) |
Entity owners (Schedule A/B)
| Entity | Title / status | Since | Sch. | Ownership |
|---|---|---|---|---|
| Code Waechter Holdings, Llc | Owner | Dec 2022 | A | 75% or more |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Estimated effective ownership (look-through of filed bands):
- Jordan Patrick Code: 25% – 50% of Code Waechter Holdings, Llc × 75% – 100% direct ≈ 18.75% – 50% of the firm
- Scott Thomas Waechter: 25% – 50% of Code Waechter Holdings, Llc × 75% – 100% direct ≈ 18.75% – 50% of the firm
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Retirement plans served (2)
| Plan | Sponsor | Participants | Plan assets | As of |
|---|---|---|---|---|
| Famous Tate Electric Company 401(k) Savings & Retirement Plan | Famous Tate | 257 | $12.5M | 01/01/2024 |
| Kimmins 401 K Savings Plan | Kimmins Contracting Corp. | 174 | $12.0M | 01/01/2024 |
From Form 5500 service-provider disclosures.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 01/26/2026 | 1.02 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Fixed fees
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
Custody
Reported custodians
- Charles Schwab & Co. $283M (69% of AUM) Jan 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports having custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Jan 26, 2026.
View current Form ADV (SEC/IAPD) ↗