Van Leeuwen & Associates, Inc.
- Regulatory AUM
- $559M
- Discretionary
- $559M
- Clients
- 705
- Avg AUM / client
- $793K
- Accounts
- 1,231
- Employees
- 3
AUM over time
Annual snapshots from Form ADV filings · as of Mar 19, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 527 | $191M | 34.2% |
| High net worth individuals | 173 | $358M | 63.9% |
| Pension and profit sharing plans | 4 | $10.3M | 1.85% |
| Charitable organizations | 1 | $45.2K | 0.01% |
People (5)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Kristoffer Douglas Arnold | Investment Advisor Representative, Alternate Regulatory Contact | CFP | Jul 2017 (9y) | 10% – 25% |
| Van Leeuwen, Julia, A | Shareholder | Apr 2020 (6y) | Less than 5% | |
| Van Leeuwen, Mark, A | Shareholder | Apr 2020 (6y) | Less than 5% | |
| Van Leeuwen, Sarah, M | Shareholder | Apr 2020 (6y) | Less than 5% | |
| Mark Dennis Vanleeuwen | Registered representative | Sep 2017 (9y) |
Undisclosed: 60% – 90% of the firm is not attributable from the filed Schedule A bands.
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 03/19/2026 | 909 KB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Hourly charges
- • Fixed fees
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Pension consulting services
Custody
Reported custodians
- LPL Financial $559M (100% of AUM) Mar 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 19, 2026.
View current Form ADV (SEC/IAPD) ↗