Haven Global Partners, Llc
- Regulatory AUM
- $1.4B
- Discretionary
- $1.4B
- Clients
- 20
- Avg AUM / client
- $72.3M
- Accounts
- 26
- Employees
- 4
AUM over time
Annual snapshots from Form ADV filings · as of May 06, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Pooled investment vehicles (non-investment companies) | 1 | $32.0M | 2.21% |
| Charitable organizations | Fewer than 5 clients | $79.1M | 5.47% |
| State or municipal government entities | 19 | $1.3B | 91.3% |
| Other | Fewer than 5 clients | $14.1M | 0.98% |
People (4)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Kenneth Richard Holley | Ceo, Portfolio Manager, Managing Member | CFA | Oct 2017 (9y) | 25% – 50% |
| Kindland, Jason, Nmn | Chief Compliance Officer, Investment Analyst | Jan 2018 (9y) | 5% – 10% | |
| Singha, Anuja, Rajbhandary | Chief Investment Officer, Portfolio Manager | Jan 2018 (9y) | 25% – 50% | |
| Sarowitz, Steven, Ira | Owner | Dec 2019 (7y) | ≈ 7.5% – 25% via 4 S Bay Haven Opportunity Llc |
Entity owners (Schedule A/B)
| Entity | Title / status | Since | Sch. | Ownership |
|---|---|---|---|---|
| 4 S Bay Haven Opportunity Llc | Member, Class C | Dec 2019 | A | 10% – 25% |
Undisclosed: 0% – 35% of the firm is not attributable from the filed Schedule A bands.
Estimated effective ownership (look-through of filed bands):
- Sarowitz, Steven, Ira: 75% – 100% of 4 S Bay Haven Opportunity Llc × 10% – 25% direct ≈ 7.5% – 25% of the firm
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 05/06/2026 | 1.2 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
Services
- • Portfolio management for individuals/small businesses
- • Portfolio management for pooled investment vehicles
- • Portfolio management for businesses/institutional clients
Custody
Reported custodians
- State Street $1.0B (70% of AUM) May 2026
- J P Morgan Chase Bank Na $179M (12% of AUM) May 2026
- BNY Mellon $129M (9% of AUM) May 2026
- Bank Of Ny Mellon $121M (14% of AUM) Mar 2024
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports having custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: May 06, 2026.
View current Form ADV (SEC/IAPD) ↗