AUMdb

Baker Asset Management, Llc

State-registered Wealth Manager · Boutique (under $100M) CRD 289524 · · WWW.BAKERASSETMANAGEMENT.COM
☆ Save with Pro ADV data as of Jan 20, 2026
Regulatory AUM
$44.8M
Discretionary
$33.1M
Clients
54
Avg AUM / client
$831K
Accounts
54
Employees
1

Who they serve

Client typeClientsAUM% of AUM
Individuals (non-high net worth) 37 $7.8M 17.4%
High net worth individuals 14 $25.3M 56.3%
Pension and profit sharing plans 3 $11.8M 26.3%

Retirement plan clients

Plans that reported this firm as an investment service provider on Form 5500 Schedule C.

Plan Location Plan year
James Baker Group, Inc. 401(k) Plan James Baker Group Inc 2024

People (1)

roster as of Jul 20, 2026
NameRole / titleCredentialsWith firm sinceOwnership
Joseph Matthew Baker Registered representative CFP Oct 2017 (9y)

Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.

Retirement plans served (1)

PlanSponsorParticipantsPlan assetsAs of
James Baker Group, Inc. 401(k) Plan James Baker Group Inc 115 $74.2M 01/01/2024

From Form 5500 service-provider disclosures.

Documents (1 archived)

FormPeriodSize
Form ADV (full filing) 01/20/2026 983 KB View · PDF · Source ↗

Archived copies of the firm's regulatory filings, versioned by content hash.

Disciplinary disclosures

No disciplinary events reported on the firm's latest Form ADV filing.

How they charge

  • Percentage of assets under management
  • Hourly charges
  • Fixed fees

Services

  • Financial planning services
  • Portfolio management for individuals/small businesses
  • Pension consulting services

Custody

Firm reports it does not have custody of client funds or securities (Item 9.A).

No custodian data reported or mined yet.

Source

All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Jan 20, 2026.

View current Form ADV (SEC/IAPD) ↗