N
N
Wealth Manager · Small ($100M–$1B)
CRD 289567
·
☆ Save with Pro
ADV data as of Apr 29, 2025
- Regulatory AUM
- $121M
- Discretionary
- $119M
- Clients
- 292
- Avg AUM / client
- $414K
- Accounts
- 938
- Employees
- 2
AUM over time
$106M
$121M
Aug 23, 2024
Apr 29, 2025
Reported AUM from Form ADV filings, plotted by filing date · as of Apr 29, 2025
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 265 | $88.0M | 72.7% |
| High net worth individuals | 20 | $20.0M | 16.5% |
| Charitable organizations | 1 | $5.0M | 4.13% |
| Corporations and other businesses | 6 | $8.0M | 6.61% |
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Hourly charges
- • Fixed fees
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Portfolio management for businesses/institutional clients
Custody
Reported custodians
- Charles Schwab & Co. $81.0M (67% of AUM) Apr 2025
- Apex Clearing $14.0M (12% of AUM) Apr 2025
- Mtg, Llc $11.8M (11% of AUM) Nov 2024
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Apr 29, 2025.