AUMdb
PA

Planmember Asset Management Corporation

SEC-registered Investment Adviser CRD 289591 · SEC file 801-111678 · Carpinteria, CA
☆ Save with Pro ADV data as of Mar 31, 2026
Regulatory AUM
Discretionary
Clients
Avg AUM / client
Accounts
Employees
8

AUM over time

$0 $0
Aug 2017 Dec 2022

Annual snapshots from Form ADV filings · as of Mar 31, 2026

Who they serve

Client typeClientsAUM% of AUM
Individuals (non-high net worth) Fewer than 5 clients
High net worth individuals Fewer than 5 clients
Banking or thrift institutions Fewer than 5 clients
Pension and profit sharing plans Fewer than 5 clients
Charitable organizations Fewer than 5 clients
State or municipal government entities Fewer than 5 clients
Other investment advisers Fewer than 5 clients
Insurance companies Fewer than 5 clients
Sovereign wealth funds and foreign official institutions Fewer than 5 clients
Corporations and other businesses Fewer than 5 clients

People (6)

NameRole / titleCredentialsWith firm sinceOwnership
Ziehl, Jon Michael President Sep 1984 (42y) ≈ 56.25% – 100% via Planmember Financial Corporation
Bowman, Byron Francis Chief Legal Officer And Secretary Aug 2017 (9y) Less than 5%
Thomas Eugene Nugent Chief Investment Officer Aug 2017 (9y) Less than 5%
Sean Patrick Haley Chief Compliance Officer Mar 2019 (7y) Less than 5%
Terrall Joseph Janeway Evp/Chief Operating Officer Jun 2022 (4y) Less than 5%
Steven R Hanson Chief Financial Officer / Finops Jan 2024 (3y) Less than 5%

Entity owners (Schedule A/B)

EntityTitle / statusSinceSch.Ownership
Planmember Financial Corporation Owner Aug 2017 A 75% or more
Equitable Holdings Inc. Shareholder Nov 2004 B ≈ 10.55% – 50% via Equitable Financial Services, Llc
Equitable Financial Services, Llc Shareholder Jun 2002 B ≈ 14.06% – 50% via Equitable Distribution Holding Corporation
Equitable Distribution Holding Corporation Shareholder Feb 2013 B ≈ 18.75% – 50% via Planmember Financial Corporation

Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.

Estimated effective ownership (look-through of filed bands):

  • Ziehl, Jon Michael: 75% – 100% of Planmember Financial Corporation × 75% – 100% direct ≈ 56.25% – 100% of the firm
  • Equitable Holdings Inc.: 75% – 100% of Equitable Financial Services, Llc × 75% – 100% of Equitable Distribution Holding Corporation × 25% – 50% of Planmember Financial Corporation × 75% – 100% direct ≈ 10.55% – 50% of the firm
  • Equitable Financial Services, Llc: 75% – 100% of Equitable Distribution Holding Corporation × 25% – 50% of Planmember Financial Corporation × 75% – 100% direct ≈ 14.06% – 50% of the firm
  • Equitable Distribution Holding Corporation: 25% – 50% of Planmember Financial Corporation × 75% – 100% direct ≈ 18.75% – 50% of the firm

Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.

Documents (1 archived)

FormPeriodSize
Form ADV (full filing) 03/31/2026 1.22 MB View · PDF · Source ↗

Archived copies of the firm's regulatory filings, versioned by content hash.

Disciplinary disclosures

No disciplinary events reported on the firm's latest Form ADV filing.

How they charge

  • Percentage of assets under management

Services

  • Portfolio management for individuals/small businesses

Custody

Firm reports it does not have custody of client funds or securities (Item 9.A).

No custodian data reported or mined yet.

Source

All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 31, 2026.

View current Form ADV (SEC/IAPD) ↗