J.G.Hendricks Financial Services, Llc
- Regulatory AUM
- $536M
- Discretionary
- $532M
- Clients
- 919
- Avg AUM / client
- $583K
- Accounts
- 2,734
- Employees
- 7
AUM over time
Reported AUM from Form ADV filings, plotted by filing date · as of Jun 09, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 752 | $191M | 35.6% |
| High net worth individuals | 161 | $341M | 63.6% |
| Pension and profit sharing plans | 6 | $4.1M | 0.76% |
People (6)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| James Gerald Hendricks | Managing Member | CFP | Oct 2017 (9y) | ≈ 56.25% – 100% via Hendricks Wealth Enterprises, Llc |
| Sean Michael Hendricks | Chief Compliance Officer | Jul 2019 (7y) | Less than 5% | |
| Nanette Joy Kastner | Registered representative | Oct 2017 (9y) | ||
| James Madl | Registered representative | Jul 2021 (5y) | ||
| Thomas Donald Anderson | Registered representative | Jun 2025 (1y) | ||
| Daniel James Leitner | Registered representative | Oct 2025 (1y) |
Entity owners (Schedule A/B)
| Entity | Title / status | Since | Sch. | Ownership |
|---|---|---|---|---|
| Hendricks Wealth Enterprises, Llc | Owner | Jan 2023 | A | 75% or more |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Estimated effective ownership (look-through of filed bands):
- James Gerald Hendricks: 75% – 100% of Hendricks Wealth Enterprises, Llc × 75% – 100% direct ≈ 56.25% – 100% of the firm
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 06/09/2026 | 924 KB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Hourly charges
- • Fixed fees
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Pension consulting services
Custody
Reported custodians
- Charles Schwab & Co. $522M (97% of AUM) Jun 2026
- American Funds Distributors, Inc. $8.4M (3% of AUM) Mar 2021
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports having custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Jun 09, 2026.
View current Form ADV (SEC/IAPD) ↗