Ballina Capital, Llc
- Regulatory AUM
- $486M
- Discretionary
- $486M
- Clients
- 11
- Avg AUM / client
- $44.2M
- Accounts
- 13
- Employees
- 6
AUM over time
Reported AUM from Form ADV filings, plotted by filing date · as of Jun 08, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 6 | $11.3M | 2.33% |
| State or municipal government entities | 5 | $465M | 95.5% |
| Other investment advisers | Fewer than 5 clients | $418K | 0.09% |
| Other | Fewer than 5 clients | $9.9M | 2.04% |
People (5)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Durkin, Kristina | Trustee | Jul 2009 (17y) | GP / trustee / elected manager of The Kevin And Kristina Durkin 2009 Trust (indirect) | |
| Kevin Durkin | Manager | Jul 2009 (17y) | Less than 5% | |
| Mayetani, Ryan, Hiroaki | Chief Compliance Officer/Chief Operating Officer | Oct 2024 (2y) | Less than 5% | |
| Gerald Michael Crean | Registered representative | Jan 2026 (1y) | ||
| Mary Morris Biegel | Registered representative | CFA | May 2026 (0y) |
Entity owners (Schedule A/B)
| Entity | Title / status | Since | Sch. | Ownership |
|---|---|---|---|---|
| Kevin Durkin, As Trustee Of The Kevin And Kristina Durkin 2009 Trust | Member | Jul 2017 | A | 75% or more |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 06/08/2026 | 954 KB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
Services
- • Portfolio management for individuals/small businesses
- • Portfolio management for businesses/institutional clients
Custody
Reported custodians
- State Street $285M (59% of AUM) Jun 2026
- J.P. Morgan $137M (28% of AUM) Jun 2026
- BNY Mellon $42.1M (9% of AUM) Jun 2026
- Interactive Brokers $11.8M (2% of AUM) Jun 2026
- Northern Trust $9.9M (2% of AUM) Jun 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Jun 08, 2026.
View current Form ADV (SEC/IAPD) ↗