Sunbeam Capital Management, Llc
- Regulatory AUM
- $410M
- Discretionary
- $410M
- Clients
- 47
- Avg AUM / client
- $8.7M
- Accounts
- 239
- Employees
- 3
AUM over time
Reported AUM from Form ADV filings, plotted by filing date · as of Mar 20, 2026
Investments (13F portfolio — 124 positions, $218,791,934)
13F period Jun 30, 2026| # | Issuer | Class | Value | Shares | % of 13F | % of AUM |
|---|---|---|---|---|---|---|
| 1 | Ishares Tr | CORE S&P500 ETF | $32,795,547 | 43,792 | 15.0% | 8.0% |
| 2 | Vanguard Index Fds | S&P 500 ETF SHS | $21,387,682 | 31,141 | 9.78% | 5.21% |
| 3 | Apple Inc | COM | $12,203,250 | 42,173 | 5.58% | 2.98% |
| 4 | Etf Ser Solutions | DISTILLATE US | $10,142,150 | 169,318 | 4.64% | 2.47% |
| 5 | Ishares Tr | CORE MSCI EAFE | $8,486,907 | 87,874 | 3.88% | 2.07% |
| 6 | Nvidia Corporation | COM | $8,134,540 | 40,654 | 3.72% | 1.98% |
| 7 | Procter & Gamble Co | COM | $7,002,838 | 47,755 | 3.2% | 1.71% |
| 8 | Alphabet Inc | CAP STK CL A | $6,027,819 | 16,867 | 2.76% | 1.47% |
| 9 | Microsoft Corp | COM | $4,508,088 | 12,085 | 2.06% | 1.1% |
| 10 | State Str Spdr S&P 500 Etf T | TR UNIT | $4,070,831 | 5,451 | 1.86% | 0.99% |
| 11 | Eli Lilly & Co | COM | $3,807,917 | 3,175 | 1.74% | 0.93% |
| 12 | Alphabet Inc | CAP STK CL C | $3,480,316 | 9,850 | 1.59% | 0.85% |
| 13 | Broadcom Inc | COM | $3,338,588 | 8,838 | 1.53% | 0.81% |
| 14 | Walmart Inc | COM | $3,308,220 | 29,209 | 1.51% | 0.81% |
| 15 | Micron Technology Inc | COM | $3,177,668 | 2,753 | 1.45% | 0.77% |
| 16 | Exxon Mobil Corp | COM | $3,149,508 | 23,036 | 1.44% | 0.77% |
| 17 | Jpmorgan Chase & Co | COM | $3,123,290 | 9,542 | 1.43% | 0.76% |
| 18 | Invesco Exch Trd Slf Idx Fd | BULSHS 2026 CB | $2,714,440 | 139,024 | 1.24% | 0.66% |
| 19 | Amazon Com Inc | COM | $2,671,061 | 11,207 | 1.22% | 0.65% |
| 20 | Ishares Tr | CORE S&P SCP ETF | $2,619,748 | 17,664 | 1.2% | 0.64% |
| 21 | Vanguard Index Fds | TOTAL STK MKT | $2,061,172 | 5,570 | 0.94% | 0.5% |
| 22 | Ishares Tr | IBONDS 26 TRM TS | $2,045,908 | 89,380 | 0.94% | 0.5% |
| 23 | Meta Platforms Inc | CL A | $1,957,524 | 3,475 | 0.89% | 0.48% |
| 24 | Etfis Ser Tr I | VIRTUS REAVES UT | $1,791,041 | 21,911 | 0.82% | 0.44% |
| 25 | Kla Corp | COM NEW | $1,771,864 | 5,873 | 0.81% | 0.43% |
Top 25 of 124 positions from the manager's latest Form 13F · source filing (EDGAR) ↗. 13F covers long US-listed positions only. "% of AUM" is share of the firm's total regulatory AUM (Form ADV Item 5.F).
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| High net worth individuals | 47 | $410M | 100.0% |
People (5)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Ellis Anderson Carson | Managing Member/Chief Compliance Officer | Apr 2017 (9y) | 75% or more | |
| Carson, Courtney, William | Trustee | Sep 2017 (9y) | GP / trustee / elected manager of Rainbow Trust (indirect) | |
| Carson, Katherine, Terese | Trustee | Sep 2017 (9y) | GP / trustee / elected manager of Rainbow Trust (indirect) | |
| Matthew Justin Saenger | Registered representative | Nov 2023 (3y) | ||
| Molly Elise Lynn | Registered representative | May 2026 (0y) |
Entity owners (Schedule A/B)
| Entity | Title / status | Since | Sch. | Ownership |
|---|---|---|---|---|
| Rainbow Trust | Owner | Sep 2017 | A | 10% – 25% |
Undisclosed: 0% – 15% of the firm is not attributable from the filed Schedule A bands.
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 03/20/2026 | 899 KB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
Services
- • Portfolio management for individuals/small businesses
- • Selection of other advisers
Custody
Reported custodians
- Fidelity Brokerage Services $214M (52% of AUM) Mar 2026
- Charles Schwab & Co. $172M (42% of AUM) Mar 2026
- Goldman Sachs $11.4M (26% of AUM) Mar 2019
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 20, 2026.
View current Form ADV (SEC/IAPD) ↗