Opal Wealth Advisors, Llc
- Regulatory AUM
- $1.2B
- Discretionary
- $654M
- Clients
- 745
- Avg AUM / client
- $1.7M
- Accounts
- 2,411
- Employees
- 20
AUM over time
Reported AUM from Form ADV filings, plotted by filing date · as of Feb 14, 2026
Investments (13F portfolio — 224 positions, $462,998,349)
13F period Jun 30, 2026| # | Issuer | Class | Value | Shares | % of 13F | % of AUM |
|---|---|---|---|---|---|---|
| 1 | Putnam Etf Trust | FOCUSED LAR CAP | $79,615,201 | 1,562,614 | 17.2% | 6.43% |
| 2 | Legg Mason Etf Invt | CLEARBRIDGE LRG | $58,385,400 | 681,595 | 12.6% | 4.72% |
| 3 | Vanguard Index Fds | SM CP VAL ETF | $48,474,831 | 199,493 | 10.5% | 3.91% |
| 4 | Advisors Inner Circle Fd Iii | GQG US EQUIT ETF | $40,509,516 | 1,594,863 | 8.75% | 3.27% |
| 5 | Ishares Tr | CORE 1 5 YR USD | $20,020,344 | 414,929 | 4.32% | 1.62% |
| 6 | Apple Inc | COM | $13,504,246 | 46,669 | 2.92% | 1.09% |
| 7 | Select Sector Spdr Tr | ST STR INDL ETF | $11,512,135 | 62,150 | 2.49% | 0.93% |
| 8 | J P Morgan Exchange Traded F | ULTRA SHT MUNCPL | $11,467,350 | 224,850 | 2.48% | 0.93% |
| 9 | Nuveen Churchill Direct Lend | COM SHS | $7,877,646 | 634,271 | 1.7% | 0.64% |
| 10 | Spdr Index Shs Fds | ST STR ACWI ETF | $6,151,313 | 151,249 | 1.33% | 0.5% |
| 11 | Spdr Series Trust | ST STR P500GRW | $5,400,141 | 45,383 | 1.17% | 0.44% |
| 12 | Fidelity Merrimack Str Tr | TOTAL BD ETF | $5,236,321 | 115,109 | 1.13% | 0.42% |
| 13 | Nvidia Corporation | COM | $4,809,364 | 24,036 | 1.04% | 0.39% |
| 14 | Vaneck Etf Trust | MRNGSTR WDE MOAT | $4,565,797 | 43,919 | 0.99% | 0.37% |
| 15 | State Str Spdr S&P 500 Etf T | TR UNIT | $4,500,331 | 6,026 | 0.97% | 0.36% |
| 16 | Spdr Series Trust | ST STR SP600 SML | $3,787,017 | 65,667 | 0.82% | 0.31% |
| 17 | Amazon Com Inc | COM | $3,776,259 | 15,844 | 0.82% | 0.3% |
| 18 | Spdr Series Trust | ST STR P500VAL | $3,729,786 | 61,355 | 0.81% | 0.3% |
| 19 | Microsoft Corp | COM | $3,337,327 | 8,947 | 0.72% | 0.27% |
| 20 | J P Morgan Exchange Traded F | MUNICIPAL ETF | $3,178,551 | 62,749 | 0.69% | 0.26% |
| 21 | Alphabet Inc | CAP STK CL A | $2,900,256 | 8,116 | 0.63% | 0.23% |
| 22 | J P Morgan Exchange Traded F | INCOME ETF | $2,689,848 | 58,411 | 0.58% | 0.22% |
| 23 | Pimco Etf Tr | INTER MUN BD ACT | $2,500,026 | 47,529 | 0.54% | 0.2% |
| 24 | Ishares Tr | INTRM GOV CR ETF | $2,451,185 | 23,104 | 0.53% | 0.2% |
| 25 | Schwab Strategic Tr | US MID-CAP ETF | $2,258,136 | 61,246 | 0.49% | 0.18% |
Top 25 of 224 positions from the manager's latest Form 13F · source filing (EDGAR) ↗. 13F covers long US-listed positions only. "% of AUM" is share of the firm's total regulatory AUM (Form ADV Item 5.F).
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 396 | $132M | 10.7% |
| High net worth individuals | 334 | $931M | 75.2% |
| Charitable organizations | Fewer than 5 clients | $134M | 10.8% |
| Corporations and other businesses | 15 | $40.7M | 3.29% |
People (11)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Jesse James Giordano | Managing Member And Principal | CFP | Jan 2019 (8y) | 25% – 50% |
| Joseph Nino Filosa | Managing Member And Principal | CFP | Jan 2019 (8y) | 5% – 10% |
| Lee A Korn | Managing Member And Principal | Jan 2019 (8y) | 25% – 50% | |
| Clasen, Christopher, H | Chief Operating Officer And Chief Compliance Officer | Jan 2021 (6y) | Less than 5% | |
| Katherine Mary Dean Stahl | Registered representative | CFP | Jan 2019 (8y) | |
| Matthew Paul Krouse | Registered representative | CFP | Apr 2021 (5y) | |
| Gino Carollo | Registered representative | Oct 2021 (5y) | ||
| Christine Nardella | Registered representative | Jun 2022 (4y) | ||
| Chelsea Barrows | Registered representative | CFP | Feb 2024 (2y) | |
| Jonah H. Blumenthal | Registered representative | Apr 2025 (1y) | ||
| Daniel Lloyd Gibbons | Registered representative | Sep 2025 (1y) |
Undisclosed: 0% – 45% of the firm is not attributable from the filed Schedule A bands.
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 02/14/2026 | 998 KB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Hourly charges
- • Fixed fees
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Portfolio management for businesses/institutional clients
- • Selection of other advisers
- • Educational seminars/workshops
Custody
Reported custodians
- Charles Schwab & Co. $1.1B (92% of AUM) Feb 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports having custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Feb 14, 2026.
View current Form ADV (SEC/IAPD) ↗