Octagon Finance Llc
- Regulatory AUM
- $184M
- Discretionary
- $184M
- Clients
- 9
- Avg AUM / client
- $20.5M
- Accounts
- 9
- Employees
- 5
AUM over time
Reported AUM from Form ADV filings, plotted by filing date · as of Mar 31, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Pooled investment vehicles (non-investment companies) | 9 | $184M | 100.0% |
Private funds (2)
Reported in Form ADV Section 7.B.(1), filing of Mar 2024 · $283M combined gross assets
| Fund | Type | Domicile | Gross assets | Owners |
|---|---|---|---|---|
| Octagon Credit Partners Lp master | Hedge Fund | Delaware | $214M | 80 |
| Ocp Ccof Llc | Hedge Fund | Delaware | $68.9M | 3 |
People (7)
| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Holt, Stephen | Member | May 2011 (15y) | ≈ 3.52% – 25% via Pistols, Llc | |
| Williamson, John, P. | Member / Chief Executive Officer / Chief Investment Officer | May 2011 (15y) | Less than 5% | |
| Ashley, Smith | Chief Compliance Officer And Chief Financial Officer | Sep 2017 (9y) | ≈ 1.25% – 5% via Octagon Finance Holdings Llc | |
| Ewing, Hugh | Owner | Sep 2017 (9y) | ≈ 1.25% – 5% via Octagon Finance Holdings Llc | |
| Cohen, Rolando | Member | May 2018 (8y) | ≈ 10.55% – 50% via Sc Capital Advisors, Llc | |
| Kore, Ehud | Owner | Oct 2021 (5y) | ≈ 14.06% – 50% via Octagon Realty Capital, Llc | |
| Scioscia, Stephen | Owner | Oct 2021 (5y) | ≈ 14.06% – 50% via Octagon Realty Capital, Llc |
Entity owners (Schedule A/B)
| Entity | Title / status | Since | Sch. | Ownership |
|---|---|---|---|---|
| Octagon Owner Llc | Member | Oct 2021 | A | 75% or more |
| Octagon Finance Holdings Llc | Member | Oct 2021 | A | 5% – 10% |
| Sc Capital Advisors, Llc | Member | May 2018 | B | ≈ 14.06% – 50% via Squiggly, Llc |
| Octagon Realty Capital, Llc | Member | Oct 2021 | B | ≈ 56.25% – 100% via Octagon Owner Llc |
| Pistols, Llc | Member | May 2011 | B | ≈ 4.69% – 25% via Squiggly, Llc |
| Squiggly, Llc | Owner | Oct 2021 | B | ≈ 18.75% – 50% via Octagon Owner Llc |
Undisclosed: 0% – 20% of the firm is not attributable from the filed Schedule A bands.
Estimated effective ownership (look-through of filed bands):
- Holt, Stephen: 75% – 100% of Pistols, Llc × 25% – 50% of Squiggly, Llc × 25% – 50% of Octagon Owner Llc × 75% – 100% direct ≈ 3.52% – 25% of the firm
- Ashley, Smith: 25% – 50% of Octagon Finance Holdings Llc × 5% – 10% direct ≈ 1.25% – 5% of the firm
- Ewing, Hugh: 25% – 50% of Octagon Finance Holdings Llc × 5% – 10% direct ≈ 1.25% – 5% of the firm
- Cohen, Rolando: 75% – 100% of Sc Capital Advisors, Llc × 75% – 100% of Squiggly, Llc × 25% – 50% of Octagon Owner Llc × 75% – 100% direct ≈ 10.55% – 50% of the firm
- Kore, Ehud: 25% – 50% of Octagon Realty Capital, Llc × 75% – 100% of Octagon Owner Llc × 75% – 100% direct ≈ 14.06% – 50% of the firm
- Scioscia, Stephen: 25% – 50% of Octagon Realty Capital, Llc × 75% – 100% of Octagon Owner Llc × 75% – 100% direct ≈ 14.06% – 50% of the firm
- Sc Capital Advisors, Llc: 75% – 100% of Squiggly, Llc × 25% – 50% of Octagon Owner Llc × 75% – 100% direct ≈ 14.06% – 50% of the firm
- Octagon Realty Capital, Llc: 75% – 100% of Octagon Owner Llc × 75% – 100% direct ≈ 56.25% – 100% of the firm
- Pistols, Llc: 25% – 50% of Squiggly, Llc × 25% – 50% of Octagon Owner Llc × 75% – 100% direct ≈ 4.69% – 25% of the firm
- Squiggly, Llc: 25% – 50% of Octagon Owner Llc × 75% – 100% direct ≈ 18.75% – 50% of the firm
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Private funds (2, $283M gross assets)
| Fund | Type | Gross assets | Min. investment | Owners |
|---|---|---|---|---|
| Octagon Credit Partners Lp | Hedge Fund | $214M | $5.0M | 80 |
| Ocp Ccof Llc | Hedge Fund | $68.9M | $0 | 3 |
From Form ADV Section 7.B private fund reporting.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 03/31/2026 | 1.6 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Performance-based fees
- • Other fees
- • LOAN FEES
Services
- • Portfolio management for pooled investment vehicles
Custody
Firm reports having custody of client funds or securities (Item 9.A).
No custodian data reported or mined yet.
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 31, 2026.
View current Form ADV (SEC/IAPD) ↗