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Wealth Manager · Small ($100M–$1B)
CRD 289899
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ADV data as of Mar 17, 2025
- Regulatory AUM
- $533M
- Discretionary
- $533M
- Clients
- 310
- Avg AUM / client
- $1.7M
- Accounts
- 1,244
- Employees
- 6
AUM over time
$0
$533M
Nov 9, 2017
Mar 17, 2025
Reported AUM from Form ADV filings, plotted by filing date · as of Mar 17, 2025
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 179 | $69.7M | 13.1% |
| High net worth individuals | 119 | $414M | 77.7% |
| Pension and profit sharing plans | Fewer than 5 | $1.9M | 0.36% |
| Charitable organizations | 12 | $47.2M | 8.85% |
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Portfolio management for businesses/institutional clients
- • Pension consulting services
- • Selection of other advisers
Custody
Reported custodians
- Raymond James $533M (100% of AUM) Mar 2025
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports having custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 17, 2025.