Prospero Wealth, Llc
- Regulatory AUM
- $111M
- Discretionary
- $111M
- Clients
- 87
- Avg AUM / client
- $1.3M
- Accounts
- 304
- Employees
- 8
AUM over time
Reported AUM from Form ADV filings, plotted by filing date · as of Jul 22, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 38 | $16.0M | 14.5% |
| High net worth individuals | 42 | $74.1M | 67.0% |
| Charitable organizations | 1 | $55.1K | 0.05% |
| Other investment advisers | 5 | $20.4M | 18.5% |
| Corporations and other businesses | 1 | $26.6K | 0.02% |
People (7)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Eric Michael Franklin | Registered representative | CFP | Apr 2018 (8y) | |
| Marcus James Maurer | Registered representative | Apr 2018 (8y) | ||
| Suhas M Joshi | Registered representative | Dec 2022 (4y) | ||
| Philippe Noel De La Motte | Registered representative | Jul 2024 (2y) | ||
| Jacob H Tally | Registered representative | Feb 2025 (1y) | ||
| Michael William Bergines | Registered representative | Mar 2025 (1y) | ||
| Vrishin Subramaniam | Registered representative | CFP | Dec 2025 (1y) |
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 03/29/2026 | 919 KB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Hourly charges
- • Fixed fees
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
Custody
Reported custodians
- National Financial Services (Fidelity) $95.1M (86% of AUM) Jul 2026
- Charles Schwab & Co. $15.5M (14% of AUM) Jul 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Jul 22, 2026.
View current Form ADV (SEC/IAPD) ↗