Cutter Financial Group Llc
- Regulatory AUM
- $217M
- Discretionary
- $217M
- Clients
- 521
- Avg AUM / client
- $416K
- Accounts
- 1,211
- Employees
- 6
AUM over time
Reported AUM from Form ADV filings, plotted by filing date · as of Mar 05, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 478 | $137M | 63.1% |
| High net worth individuals | 42 | $80.0M | 36.9% |
| Charitable organizations | 1 | $45.8K | 0.02% |
People (4)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Cutter, Jill | Member | Apr 2006 (20y) | 50% – 75% | |
| Jeffrey Thomas Cutter | Managing Member, President And Chief Compliance Officer | Personal Financial Specialist | Apr 2006 (20y) | 50% – 75% |
| Jennifer Elizabeth Farrington | Registered representative | Dec 2018 (8y) | ||
| Ethan M Kapsambelis | Registered representative | Feb 2022 (4y) |
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 03/05/2026 | 1.15 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
Allegations: THE SEC ALLEGES THAT CUTTER FINANCIAL GROUP AND MR. CUTTER FAILED TO ADEQUATELY DISCLOSE COMPENSATION ARRANGEMENTS AND CONFLICTS OF INTEREST RELATED TO COMMISSIONS RECEIVED FROM SELLING ANNUITIES TO ADVISORY CLIENTS AND FREE MARKETING AND OTHER BENEFITS PROVIDED BY THIRD PARTY MARKETING FIRMS AND THAT, IN A SMALL SUBSET OF CASES, MR. CUTTER RECOMMENDED FIXED INDEXED ANNUITY REPLACEMENT TRANSACTIONS TO GENERATE COMMISSIONS RATHER THAN TO BENEFIT THE CLIENTS Status: Pending Summary: THE SEC ALLEGES THAT CUTTER FINANCIAL GROUP AND MR. CUTTER FAILED TO ADEQUATELY DISCLOSE COMPENSATION ARRANGEMENTS AND CONFLICTS OF INTEREST RELATED TO COMMISSIONS RECEIVED FROM SELLING ANNUITIES TO ADVISORY CLIENTS AND FREE MARKETING AND OTHER BENEFITS PROVIDED BY THIRD PARTY MARKETING FIRMS AND THAT, IN A SMALL SUBSET OF CASES, MR. CUTTER RECOMMENDED FIXED INDEXED ANNUITY REPLACEMENT TRANSACTIONS TO GENERATE COMMISSIONS RATHER THAN TO BENEFIT THE CLIENTS. CFG AND MR. CUTTER DISPUTE THESE ALLEGATIONS AND BELIEVE THAT THEIR DISCLOSURES COMPLIED WITH APPLICABLE FEDERAL SECURITIES LAW AND STATE INSURANCE LAW STANDARDS. THE CASE IS PENDING.
Disclosure text reproduced verbatim from the firm's own Form ADV filings.
How they charge
- • Percentage of assets under management
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
Custody
Reported custodians
- National Financial Services (Fidelity) $217M (100% of AUM) Mar 2026
- TD Ameritrade $193M (100% of AUM) Nov 2023
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports having custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 05, 2026.
View current Form ADV (SEC/IAPD) ↗