American Century Investments Private Client Group, Inc.
SEC-registered
Wealth Manager · Mid-sized ($1B–$10B)
CRD 290043
· SEC file 801-111963
· Kansas City, MO
· WWW.LINKEDIN.COM
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ADV data as of Mar 31, 2026
- Regulatory AUM
- $2.3B
- Discretionary
- $2.3B
- Clients
- 4,107
- Avg AUM / client
- $568K
- Accounts
- 6,678
- Employees
- 105
AUM over time
$6.1M
$2.3B
Dec 2017
Dec 2025
Annual snapshots from Form ADV filings · as of Mar 31, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 4,098 | $2.3B | 100.0% |
| Corporations and other businesses | 9 | $412K | 0.02% |
People (69)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Bannigan, Patrick, Thomas | Chief Financial Officer | Aug 2017 (9y) | Less than 5% | |
| Richardson, Daniel, K | Director | Aug 2017 (9y) | Less than 5% | |
| Shelton, Amy, Diane | Chief Compliance Officer | Aug 2017 (9y) | Less than 5% | |
| Schultz, Joseph, Gerard | President | Jun 2018 (8y) | Less than 5% | |
| David Stephen Tondreault | Director | Jul 2021 (5y) | Less than 5% | |
| Bonder, Donald, Joseph | Director | Sep 2024 (2y) | Less than 5% | |
| Melissa Gail Ohler | Registered representative | Oct 2017 (9y) | ||
| Amy Leitner Alley | Registered representative | Nov 2017 (9y) | ||
| Duong Truong Tran | Registered representative | CFP | Nov 2017 (9y) | |
| Katherine Charlene Carter | Registered representative | Nov 2017 (9y) | ||
| Neal Christopher Dolbeare | Registered representative | Nov 2017 (9y) | ||
| Jason Duc Trong Kieu Nguyen | Registered representative | May 2018 (8y) | ||
| Kristi L Laing | Registered representative | Sep 2018 (8y) | ||
| Addison Cole Tantillo | Registered representative | Jul 2019 (7y) | ||
| Joshua Sheldon Freeborn | Registered representative | Aug 2019 (7y) | ||
| Samuel Phillip Davis | Registered representative | Nov 2019 (7y) | ||
| Ryan D Adams | Registered representative | Dec 2019 (7y) | ||
| William Michael Cox | Registered representative | Jan 2020 (7y) | ||
| Michael G Rose | Registered representative | CFA | Apr 2020 (6y) | |
| Joseph Patrick Thomas | Registered representative | Jun 2020 (6y) | ||
| Christian M Goodman | Registered representative | Jul 2020 (6y) | ||
| Thomas James Mclaury | Registered representative | Jul 2020 (6y) | ||
| Jonathan Belay | Registered representative | Aug 2020 (6y) | ||
| Rowland Pepito | Registered representative | CFP | Sep 2020 (6y) | |
| James Richard Merdian | Registered representative | Sep 2020 (6y) | ||
| Rachel Ann Mclain | Registered representative | Oct 2020 (6y) | ||
| Christopher J Sexton | Registered representative | Jul 2021 (5y) | ||
| Page Mc Gowan Avazpour | Registered representative | Nov 2021 (5y) | ||
| Sarah Marie Pedersen | Registered representative | Dec 2021 (5y) | ||
| James Joseph Barenberg | Registered representative | Dec 2021 (5y) | ||
| Zachary Oscar Roth | Registered representative | Dec 2021 (5y) | ||
| Caleb Jens Hein | Registered representative | Jan 2022 (5y) | ||
| Addison James Schubert | Registered representative | Feb 2022 (4y) | ||
| Donald G Thomas | Registered representative | Chartered Financial Consultant | Feb 2022 (4y) | |
| Kyle Ray | Registered representative | CFP | Jun 2022 (4y) | |
| Jordan Michael Mc Gee | Registered representative | Jun 2022 (4y) | ||
| Jennifer Christine Simmons | Registered representative | Jul 2022 (4y) | ||
| Matthew Thomas Janes | Registered representative | CFP | Oct 2022 (4y) | |
| Maxwell Martin Brown | Registered representative | Oct 2022 (4y) | ||
| Cody Glen Hughes | Registered representative | Jan 2023 (4y) | ||
| Kory Glendon Klossner | Registered representative | Apr 2023 (3y) | ||
| Austin Dass | Registered representative | Jun 2023 (3y) | ||
| Katie Lynn Fisher | Registered representative | Aug 2023 (3y) | ||
| Jessica Lynn Giannola | Registered representative | Jul 2024 (2y) | ||
| Joseph Hunter Niblock | Registered representative | Jul 2024 (2y) | ||
| Charisa Nicole Dodd | Registered representative | Sep 2024 (2y) | ||
| April Nicole Watkins | Registered representative | Oct 2024 (2y) | ||
| Kenrick Thompson | Registered representative | CFP | Oct 2024 (2y) | |
| Andrew Hirstein | Registered representative | Oct 2024 (2y) | ||
| Stephen Clark Vaughn | Registered representative | Jan 2025 (2y) | ||
| Ryan Mc Laughlin | Registered representative | Feb 2025 (1y) | ||
| Desiree Porter | Registered representative | Mar 2025 (1y) | ||
| Orlando David Martinez | Registered representative | Mar 2025 (1y) | ||
| Tylor Wayne Mensik | Registered representative | Mar 2025 (1y) | ||
| Kristi Dawn Davenport | Registered representative | Jun 2025 (1y) | ||
| Collin Jasper | Registered representative | Aug 2025 (1y) | ||
| Lainie Pasquini Henrich | Registered representative | Aug 2025 (1y) | ||
| Andrew Lowell Osborne | Registered representative | Aug 2025 (1y) | ||
| Nicholas Scott Vena | Registered representative | Nov 2025 (1y) | ||
| David Sterling Arnold | Registered representative | CFP | Feb 2026 (0y) | |
| Brendan Ryan | Registered representative | Feb 2026 (0y) | ||
| Matthew Gerald Lord | Registered representative | Feb 2026 (0y) | ||
| Gage Lorenzo Atwood | Registered representative | Mar 2026 (0y) | ||
| Grace Catherine Mayhew | Registered representative | Apr 2026 (0y) | ||
| Benjamin Sami Jolles | Registered representative | Apr 2026 (0y) | ||
| Audrie Nicole Patton | Registered representative | Apr 2026 (0y) | ||
| Marquise Simmons | Registered representative | May 2026 (0y) | ||
| Elena Marie Bone | Registered representative | Jun 2026 (0y) | ||
| Brian Hawkins | Registered representative | Jun 2026 (0y) |
Entity owners (Schedule A/B)
| Entity | Title / status | Since | Sch. | Ownership |
|---|---|---|---|---|
| Nomura Holding America Inc. | Member | Dec 2015 | B | 75% or more of Nomura Am Holdings Usa, Llc (indirect) |
| Nomura Holdings, Inc. | Shareholder | Apr 1989 | B | 75% or more of Normura Holding America, Inc. (indirect) |
| Stowers Resource Management, Inc. | Shareholder Of Class A Shares | Aug 2008 | B | 25% – 50% of American Century Companies, Inc. (indirect) |
| Stowers Institute For Medical Research | Shareholder Of Class B Shares | Nov 2011 | B | 25% – 50% of American Century Companies, Inc. (indirect) |
| Nomura Am Holdings Usa, Llc | Shareholder Of Class A Shares | May 2016 | B | 25% – 50% of American Century Companies, Inc. (indirect) |
Undisclosed: 70% – 100% of the firm is not attributable from the filed Schedule A bands.
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 03/31/2026 | 1.28 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Portfolio management for businesses/institutional clients
- • Publication of periodicals or newsletters
- • Educational seminars/workshops
Custody
Firm reports it does not have custody of client funds or securities (Item 9.A).
No custodian data reported or mined yet.
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 31, 2026.
View current Form ADV (SEC/IAPD) ↗