AUMdb

Little House Capital, Llc

SEC-registered Wealth Manager · Small ($100M–$1B) CRD 290070 · SEC file 801-111981 · Braintree, MA · LITTLEHOUSECAPITAL.COM
☆ Save with Pro ADV data as of Mar 17, 2026
Regulatory AUM
$675M
Discretionary
$590M
Clients
253
Avg AUM / client
$2.7M
Accounts
722
Employees
7

AUM over time

$0 $675M
Sep 2017 Dec 2025

Annual snapshots from Form ADV filings · as of Mar 17, 2026

Investments (13F portfolio — 112 positions, $387,351,672)

13F period Mar 31, 2026
#IssuerClassValueShares% of 13F% of AUM
1 Apple Inc COM $19,293,368 76,021 4.98% 2.86%
2 Microsoft Corp COM $15,844,283 42,803 4.09% 2.35%
3 Alphabet Inc CAP STK CL A $13,989,696 48,650 3.61% 2.07%
4 Nvidia Corporation COM $13,632,197 78,166 3.52% 2.02%
5 Ishares Tr CORE S&P MCP ETF $13,074,152 193,605 3.38% 1.94%
6 Fidelity Covington Trust ENHANCED SMALL $12,553,774 330,362 3.24% 1.86%
7 Ishares Tr MSCI EAFE ETF $12,431,358 127,987 3.21% 1.84%
8 Amazon Com Inc COM $10,989,471 52,766 2.84% 1.63%
9 Ishares Tr 7-10 YR TRSY BD $10,843,952 113,621 2.8% 1.61%
10 Broadcom Inc COM $10,536,546 34,043 2.72% 1.56%
11 Taiwan Semiconductor Manufac SPONSORED ADS $10,362,518 30,663 2.68% 1.53%
12 Ishares Tr 1 3 YR TREAS BD $9,567,778 115,875 2.47% 1.42%
13 Johnson & Johnson COM $9,237,364 37,790 2.38% 1.37%
14 Jpmorgan Chase & Co COM $9,235,439 31,396 2.38% 1.37%
15 Meta Platforms Inc CL A $8,172,711 14,285 2.11% 1.21%
16 Ishares Tr MSCI EMG MKT ETF $8,145,112 143,425 2.1% 1.21%
17 Walmart Inc COM $8,125,140 65,378 2.1% 1.2%
18 Pgim Etf Tr PGIM ULTRA SH BD $7,915,301 159,905 2.04% 1.17%
19 Exxon Mobil Corp COM $7,168,286 42,251 1.85% 1.06%
20 Vanguard Scottsdale Fds INT-TERM CORP $7,027,317 84,922 1.81% 1.04%
21 Goldman Sachs Group Inc COM $6,543,365 7,735 1.69% 0.97%
22 Ishares Tr CORE US AGGBD ET $6,040,467 60,849 1.56% 0.89%
23 Costco Wholesale Corporation COM $5,426,711 5,446 1.4% 0.8%
24 Berkshire Hathaway Inc Del CL B NEW $5,374,947 11,216 1.39% 0.8%
25 Spdr Series Trust STATE STREET SPD $5,263,900 66,581 1.36% 0.78%

Top 25 of 112 positions from the manager's latest Form 13F · source filing (EDGAR) ↗. 13F covers long US-listed positions only. "% of AUM" is share of the firm's total regulatory AUM (Form ADV Item 5.F).

Who they serve

Client typeClientsAUM% of AUM
Individuals (non-high net worth) 56 $8.3M 1.23%
High net worth individuals 144 $518M 76.7%
Pension and profit sharing plans 5 $31.9M 4.72%
Charitable organizations 5 $35.8M 5.3%
Other investment advisers 37 $47.5M 7.03%
Corporations and other businesses 6 $33.8M 5.0%

Retirement plan clients

Plans that reported this firm as an investment service provider on Form 5500 Schedule C.

Plan Location Plan year
Spirit Airlines, Inc. Pilots' Retirement Savings Plan Spirit Airlines, Inc. 2024
Worcester Envelope Company Employees' Pension Plan Worcester Envelope Company 2024
Radius Financial Group, Inc. 401(k) Employee Savings Plan Radius Financial Group, Inc. 2024

People (8)

roster as of Jul 20, 2026
NameRole / titleCredentialsWith firm sinceOwnership
Robert Cheney Stimson Founder, Chief Executive Officer, And Chief Investment Officer Aug 2017 (9y) 75% or more
Jeremy Sundance David Partner, Managing Director, And Chief Compliance Officer CFP Dec 2017 (9y) Less than 5%
James Reginald Moise Registered representative Jul 2021 (5y)
David Keating Mullen Registered representative CFA Oct 2021 (5y)
Mark Stanley Cross Powers Registered representative May 2022 (4y)
Lynn Kelly Registered representative Mar 2024 (2y)
Luke Antonio Pata Registered representative Dec 2025 (1y)
Richard John Feely Registered representative May 2026 (0y)

Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.

Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.

Retirement plans served (3)

PlanSponsorParticipantsPlan assetsAs of
Spirit Airlines, Inc. Pilots' Retirement Savings Plan Spirit Airlines, Inc. 3,199 $1.2B 01/01/2024
Worcester Envelope Company Employees' Pension Plan Worcester Envelope Company 28 $6.7M 01/01/2024
Radius Financial Group, Inc. 401(k) Employee Savings Plan Radius Financial Group, Inc. 160 $19.5M 01/01/2024

From Form 5500 service-provider disclosures.

Documents (1 archived)

FormPeriodSize
Form ADV (full filing) 03/17/2026 1000 KB View · PDF · Source ↗

Archived copies of the firm's regulatory filings, versioned by content hash.

Disciplinary disclosures

No disciplinary events reported on the firm's latest Form ADV filing.

How they charge

  • Percentage of assets under management
  • Hourly charges
  • Fixed fees

Services

  • Financial planning services
  • Portfolio management for individuals/small businesses
  • Portfolio management for businesses/institutional clients
  • Pension consulting services

Custody

Reported custodians

Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).

Firm reports having custody of client funds or securities (Item 9.A).

Source

All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 17, 2026.

View current Form ADV (SEC/IAPD) ↗