Sage Rhino Capital Llc
- Regulatory AUM
- $884M
- Discretionary
- $884M
- Clients
- 196
- Avg AUM / client
- $4.5M
- Accounts
- 1,502
- Employees
- 10
AUM over time
Reported AUM from Form ADV filings, plotted by filing date · as of Mar 25, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 53 | $20.7M | 2.34% |
| High net worth individuals | 139 | $850M | 96.2% |
| Pension and profit sharing plans | 2 | $10.2M | 1.15% |
| Corporations and other businesses | 2 | $2.4M | 0.27% |
People (10)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Caroline Novak | Trustee | May 2007 (19y) | ≈ 37.5% – 75% via Lotsvin Novak Family Revocable Trust U/A Dated May 18 Th, 2007 | |
| Igor Boris Lotsvin | Trustee | CFA | May 2007 (19y) | ≈ 37.5% – 75% via Lotsvin Novak Family Revocable Trust U/A Dated May 18 Th, 2007 |
| Chu, David, Taotze | Chief Finanical Officer | Nov 2019 (7y) | Less than 5% | |
| Dana Elaine Franco Young | Chief Compliance Officer | Jan 2023 (4y) | Less than 5% | |
| Denise Helen Farkas | Registered representative | Dec 2017 (9y) | ||
| Nicole Allana Glazer | Registered representative | Dec 2017 (9y) | ||
| Mary Russell | Registered representative | Feb 2020 (6y) | ||
| Laura Dan'ette Ponticello | Registered representative | Mar 2021 (5y) | ||
| Mia Carla A Dizon | Registered representative | Mar 2022 (4y) | ||
| Alex Michael Owens | Registered representative | Apr 2024 (2y) |
Entity owners (Schedule A/B)
| Entity | Title / status | Since | Sch. | Ownership |
|---|---|---|---|---|
| Lotsvin Novak Family Revocable Trust U/A Dated May 18 Th, 2007 | Member | Jan 2020 | A | 75% or more |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Estimated effective ownership (look-through of filed bands):
- Caroline Novak: 50% – 75% of Lotsvin Novak Family Revocable Trust U/A Dated May 18 Th, 2007 × 75% – 100% direct ≈ 37.5% – 75% of the firm
- Igor Boris Lotsvin: 50% – 75% of Lotsvin Novak Family Revocable Trust U/A Dated May 18 Th, 2007 × 75% – 100% direct ≈ 37.5% – 75% of the firm
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 03/25/2026 | 1.04 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Hourly charges
- • Fixed fees
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Portfolio management for businesses/institutional clients
- • Pension consulting services
- • Selection of other advisers
Custody
Reported custodians
- Fidelity Brokerage Services $638M (72% of AUM) Mar 2026
- Charles Schwab & Co. $237M (27% of AUM) Mar 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports having custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 25, 2026.
View current Form ADV (SEC/IAPD) ↗