Principle Wealth Partners Llc
- Regulatory AUM
- $3.2B
- Discretionary
- $3.2B
- Clients
- 1,210
- Avg AUM / client
- $2.6M
- Accounts
- 4,120
- Employees
- 28
AUM over time
Annual snapshots from Form ADV filings · as of Jun 17, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 560 | $207M | 6.47% |
| High net worth individuals | 613 | $2.8B | 87.5% |
| Pension and profit sharing plans | 20 | $113M | 3.53% |
| Charitable organizations | Fewer than 5 clients | $2.7M | 0.09% |
| Corporations and other businesses | 17 | $76.0M | 2.37% |
People (21)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Michael Joseph Castiello | Chief Compliance Officer | Oct 2017 (9y) | 5% – 10% | |
| Robert Santino Paolucci | Chief Executive Officer, Managing Member | CFP | Oct 2017 (9y) | 75% or more |
| Julina Lee Ogilvie | Director/ Business Development | Apr 2020 (6y) | 5% – 10% | |
| John Patrick Hannigan | Registered representative | CFP | Oct 2017 (9y) | |
| Colin Michael Dugan | Registered representative | CFP | Jul 2018 (8y) | |
| Andrew John Cialek | Registered representative | CFP Chartered Financial Consultant | Jan 2020 (7y) | |
| Amy Alisia Lawler | Registered representative | Dec 2020 (6y) | ||
| Joseph Addison Mcaraw | Registered representative | Dec 2020 (6y) | ||
| Theresa Vivian Donatelli | Registered representative | Dec 2020 (6y) | ||
| Christopher Joseph Macca | Registered representative | CFP | Feb 2021 (5y) | |
| Rogerella Butler Kasimir | Registered representative | Dec 2021 (5y) | ||
| Glenn Simon Zavorskas | Registered representative | CFP | Jan 2022 (5y) | |
| Margaret Omarra Maruzo | Registered representative | Jan 2023 (4y) | ||
| Joshua R Ouellette | Registered representative | CFP | Apr 2023 (3y) | |
| June Lori Berglund | Registered representative | May 2023 (3y) | ||
| Kyle Joseph Farrell | Registered representative | CFA | Aug 2023 (3y) | |
| Ryan Scott Famiglietti | Registered representative | CFP | Feb 2024 (2y) | |
| Aaron Lester Hershman | Registered representative | Apr 2025 (1y) | ||
| Brian James Gendron | Registered representative | Jun 2025 (1y) | ||
| Tracy Ane Pierson | Registered representative | Jun 2025 (1y) | ||
| David C Copeland | Registered representative | May 2026 (0y) |
Undisclosed: 0% – 15% of the firm is not attributable from the filed Schedule A bands.
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 06/17/2026 | 961 KB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Fixed fees
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Portfolio management for businesses/institutional clients
- • Pension consulting services
- • Selection of other advisers
Custody
Reported custodians
- Fidelity Brokerage Services $3.1B (96% of AUM) Jun 2026
- Pershing $122M (7% of AUM) Jun 2021
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports having custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Jun 17, 2026.
View current Form ADV (SEC/IAPD) ↗