Pgim Custom Harvest Llc
- Regulatory AUM
- $6.9B
- Discretionary
- $6.9B
- Clients
- 8,702
- Avg AUM / client
- $793K
- Accounts
- 8,702
- Employees
- 68
AUM over time
Annual snapshots from Form ADV filings · as of Jul 17, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| High net worth individuals | 8,531 | $6.7B | 97.0% |
| Corporations and other businesses | 171 | $209M | 3.03% |
People (7)
| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Digiacomo, Claudia | Chief Legal Officer, Executive Vice President, Secretary | Dec 2021 (5y) | Less than 5% | |
| Holderith, Robert, Coomber | Vice President | Dec 2021 (5y) | Less than 5% | |
| Ohara, Bernard, Gerard | Executive Vicepresident, Chief Financial Officer & Controller | Dec 2021 (5y) | Less than 5% | |
| Parker, Stuart, Sherman | Officer In Charge, Chief Executive Officer, President | Dec 2021 (5y) | Less than 5% | |
| Sauber, Joel, Roger | Executive Vice President | Dec 2021 (5y) | Less than 5% | |
| Donohue, Andrew, John | Chief Compliance Officer | Sep 2022 (4y) | Less than 5% | |
| Hanes, Lisa, Marie | Chief Operating Officer | Jan 2023 (4y) | Less than 5% |
Entity owners (Schedule A/B)
| Entity | Title / status | Since | Sch. | Ownership |
|---|---|---|---|---|
| Pifm Holdco, Llc | Sole Member | Dec 2021 | A | 75% or more |
| Pgim Holding Company Llc | Parent Of Sole Member | Apr 2006 | B | ≈ 56.25% – 100% via Pifm Holdco, Llc |
| Prudential Financial, Inc. | Owner | Apr 2006 | B | ≈ 42.19% – 100% via Pgim Holding Company Llc |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Estimated effective ownership (look-through of filed bands):
- Pgim Holding Company Llc: 75% – 100% of Pifm Holdco, Llc × 75% – 100% direct ≈ 56.25% – 100% of the firm
- Prudential Financial, Inc.: 75% – 100% of Pgim Holding Company Llc × 75% – 100% of Pifm Holdco, Llc × 75% – 100% direct ≈ 42.19% – 100% of the firm
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 07/17/2026 | 1.6 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
Services
- • Portfolio management for individuals/small businesses
- • Portfolio management for businesses/institutional clients
Custody
Reported custodians
- UBS $2.8B (41% of AUM) Jul 2026
- Merrill Lynch $1.3B (18% of AUM) Jul 2026
- Morgan Stanley $1.2B (17% of AUM) Jul 2026
- National Financial Services (Fidelity) $464M (13% of AUM) May 2024
- Charles Schwab & Co. $24.4M (12% of AUM) Jul 2020
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Jul 17, 2026.
View current Form ADV (SEC/IAPD) ↗