Fortress Private Ledger, Llc
- Regulatory AUM
- $584M
- Discretionary
- $571M
- Clients
- 704
- Avg AUM / client
- $830K
- Accounts
- 1,528
- Employees
- 22
AUM over time
Annual snapshots from Form ADV filings · as of Mar 31, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 583 | $213M | 36.4% |
| High net worth individuals | 98 | $260M | 44.5% |
| Pension and profit sharing plans | 10 | $99.3M | 17.0% |
| Corporations and other businesses | 13 | $11.9M | 2.05% |
People (20)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Joseph Nicholas Grabar | Ceo/Cco/Trustee | CFP | Nov 2017 (9y) | Less than 5% |
| Carter, Ana R | Finop/Cfo/Pfo/Poo | Apr 2018 (8y) | Less than 5% | |
| Christopher Joseph Gure | Owner | Aug 2018 (8y) | 25% – 50% | |
| William John Zimmer | Registered representative | Nov 2018 (8y) | ||
| Michael Richard Hemmerich | Registered representative | Jul 2019 (7y) | ||
| Kent Gravely | Registered representative | CFP | Aug 2019 (7y) | |
| Kyle J Roth | Registered representative | Sep 2019 (7y) | ||
| Jill I Homan | Registered representative | Mar 2021 (5y) | ||
| David Harold Grubbs | Registered representative | CFP Chartered Financial Consultant | Jan 2022 (5y) | |
| Douglas Theodore Carpenter | Registered representative | CFA | Mar 2022 (4y) | |
| Earl Scott Butcher | Registered representative | Sep 2023 (3y) | ||
| Adam Lawrence Smith | Registered representative | Jun 2024 (2y) | ||
| Kevin Grant Brown | Registered representative | CFP | Jul 2024 (2y) | |
| David Jeffrey Herman | Registered representative | Sep 2024 (2y) | ||
| William Dean Cotton | Registered representative | Nov 2024 (2y) | ||
| Michael Joseph Noppinger | Registered representative | Jun 2025 (1y) | ||
| Jay David Mckinney | Registered representative | Jan 2026 (1y) | ||
| Brandon Alan Walls | Registered representative | Feb 2026 (0y) | ||
| Kristopher Alexander Roper | Registered representative | CFP | Jun 2026 (0y) | |
| David Lewis Monk | Registered representative | Jun 2026 (0y) |
Entity owners (Schedule A/B)
| Entity | Title / status | Since | Sch. | Ownership |
|---|---|---|---|---|
| The Joseph N. Grabar, Iii Revocable Trust Dated May 14, 2004 | Owner | Nov 2017 | A | 50% – 75% |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 03/31/2026 | 1.17 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Hourly charges
- • Fixed fees
- • Performance-based fees
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Portfolio management for businesses/institutional clients
- • Pension consulting services
- • Other services
Custody
Reported custodians
- Charles Schwab & Co. $181M (31% of AUM) Mar 2026
- Interactive Brokers $105M (18% of AUM) Mar 2026
- Fidelity Investments $19.4M (10% of AUM) Jan 2025
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 31, 2026.
View current Form ADV (SEC/IAPD) ↗