Prism Planning Partners, Llc
- Regulatory AUM
- $242M
- Discretionary
- $242M
- Clients
- 151
- Avg AUM / client
- $1.6M
- Accounts
- 482
- Employees
- 4
AUM over time
Reported AUM from Form ADV filings, plotted by filing date · as of Mar 02, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 96 | $19.8M | 8.21% |
| High net worth individuals | 55 | $222M | 91.8% |
People (4)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Nicole Marie Sullivan | Chief Compliance Officer, Co Founder | CFP | Oct 2017 (9y) | 25% – 50% |
| Ronald A Bernstein | Managing Member | CFP Personal Financial Specialist | Oct 2017 (9y) | 50% – 75% |
| Daniel William Peters | Director Of Operations / Owner | CFP | Aug 2018 (8y) | 5% – 10% |
| Brandon James Clouse | Registered representative | May 2024 (2y) |
Undisclosed: 0% – 20% of the firm is not attributable from the filed Schedule A bands.
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 03/02/2026 | 896 KB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Hourly charges
- • Fixed fees
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
Custody
Reported custodians
- National Financial Services (Fidelity) $242M (100% of AUM) Mar 2026
- Fidelity Brokerage Services $128M (100% of AUM) Oct 2020
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 02, 2026.
View current Form ADV (SEC/IAPD) ↗