AUMdb

Calder Financial Llc

SEC-registered Wealth Manager · Small ($100M–$1B) CRD 290616 · SEC file 801-130243 · · WWW.CALDERFINANCIAL.NET
☆ Save with Pro ADV data as of Feb 03, 2026
Regulatory AUM
$135M
Discretionary
$135M
Clients
103
Avg AUM / client
$1.3M
Accounts
247
Employees
2

AUM over time

$110M $135M
Apr 9, 2024 Feb 3, 2026

Reported AUM from Form ADV filings, plotted by filing date · as of Feb 03, 2026

Investments (13F portfolio — 43 positions, $106,148,847)

13F period Jun 30, 2026
#IssuerClassValueShares% of 13F% of AUM
1 Vanguard Index Fds S&P 500 ETF SHS $16,372,441 23,838 15.4% 12.1%
2 Vanguard Bd Index Fds VANGUARD ULTRA $15,970,960 320,831 15.0% 11.9%
3 Vanguard Index Fds TOTAL STK MKT $13,311,958 35,974 12.5% 9.88%
4 Vanguard Scottsdale Fds SHORT TERM TREAS $7,608,949 130,738 7.17% 5.65%
5 Vanguard Specialized Funds DIV APP ETF $5,309,799 22,440 5.0% 3.94%
6 Vanguard Index Fds VALUE ETF $4,876,863 22,378 4.59% 3.62%
7 Vanguard Index Fds GROWTH ETF $4,814,591 55,893 4.54% 3.57%
8 State Str Spdr S&P 500 Etf T TR UNIT $3,461,071 4,635 3.26% 2.57%
9 Vanguard World Fd INDUSTRIAL ETF $2,999,070 8,322 2.83% 2.23%
10 Vanguard Bd Index Fds INTERMED TERM $2,345,272 30,577 2.21% 1.74%
11 Vanguard Index Fds EXTEND MKT ETF $2,160,170 8,774 2.04% 1.6%
12 Vanguard Index Fds SMALL CP ETF $1,835,869 6,057 1.73% 1.36%
13 Vanguard World Fd CONSUM STP ETF $1,729,105 7,668 1.63% 1.28%
14 Vanguard Index Fds MID CAP ETF $1,721,576 21,367 1.62% 1.28%
15 Vanguard Index Fds LARGE CAP ETF $1,683,699 4,896 1.59% 1.25%
16 Ishares Tr TIPS BD ETF $1,618,967 14,795 1.53% 1.2%
17 Vanguard Star Fds VG TL INTL STK F $1,581,265 18,496 1.49% 1.17%
18 Vanguard World Fd UTILITIES ETF $1,546,111 7,899 1.46% 1.15%
19 Microsoft Corp COM $1,462,969 3,922 1.38% 1.09%
20 Vanguard Malvern Fds STRM INFPROIDX $1,446,239 28,792 1.36% 1.07%
21 Micron Technology Inc COM $1,315,099 1,139 1.24% 0.98%
22 Vanguard World Fd INF TECH ETF $1,103,743 9,235 1.04% 0.82%
23 Verizon Communications Inc COM $868,720 20,518 0.82% 0.64%
24 Willis Towers Watson Plc Ltd SHS $781,758 2,991 0.74% 0.58%
25 Nvidia Corporation COM $742,825 3,712 0.7% 0.55%

Top 25 of 43 positions from the manager's latest Form 13F · source filing (EDGAR) ↗. 13F covers long US-listed positions only. "% of AUM" is share of the firm's total regulatory AUM (Form ADV Item 5.F).

Who they serve

Client typeClientsAUM% of AUM
Individuals (non-high net worth) 49 $20.5M 15.2%
High net worth individuals 54 $114M 84.8%

People (1)

roster as of Jul 20, 2026
NameRole / titleCredentialsWith firm sinceOwnership
Casey Shawn Calder Managing Member/ Chief Compliance Officer Chartered Financial Consultant Sep 2017 (9y) 75% or more

Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.

Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.

Documents (1 archived)

FormPeriodSize
Form ADV (full filing) 02/03/2026 903 KB View · PDF · Source ↗

Archived copies of the firm's regulatory filings, versioned by content hash.

Disciplinary disclosures

No disciplinary events reported on the firm's latest Form ADV filing.

How they charge

  • Percentage of assets under management

Services

  • Portfolio management for individuals/small businesses

Custody

Reported custodians

Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).

Firm reports it does not have custody of client funds or securities (Item 9.A).

Source

All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Feb 03, 2026.

View current Form ADV (SEC/IAPD) ↗