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Wealth Manager · Small ($100M–$1B)
CRD 290675
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ADV data as of Nov 21, 2025
- Regulatory AUM
- $333M
- Discretionary
- $333M
- Clients
- 330
- Avg AUM / client
- $1.0M
- Accounts
- 332
- Employees
- 10
AUM over time
$0
$374M
Oct 18, 2017
Nov 21, 2025
Reported AUM from Form ADV filings, plotted by filing date · as of Nov 21, 2025
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 207 | $101M | 30.4% |
| High net worth individuals | 107 | $227M | 68.2% |
| Pension and profit sharing plans | 16 | $3.9M | 1.17% |
| Corporations and other businesses | Fewer than 5 | $469K | 0.14% |
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Hourly charges
- • Fixed fees
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Selection of other advisers
Custody
Reported custodians
- Charles Schwab & Co. $333M (100% of AUM) Nov 2025
- Sei Investments Distribution Co. $175M (47% of AUM) Oct 2024
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Nov 21, 2025.