Nestlerode & Loy, Inc.
- Regulatory AUM
- $199M
- Discretionary
- $199M
- Clients
- 270
- Avg AUM / client
- $737K
- Accounts
- 612
- Employees
- 4
AUM over time
Reported AUM from Form ADV filings, plotted by filing date · as of Dec 23, 2025
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 215 | $69.1M | 34.7% |
| High net worth individuals | 47 | $115M | 57.6% |
| Charitable organizations | 8 | $15.3M | 7.7% |
People (5)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Nestlerode, Daniel Jared | Owner | Sep 1965 (61y) | 10% – 25% | |
| Judy Lynne Loy | Ceo | Chartered Financial Consultant | Jul 1996 (30y) | 75% or more |
| Sharer, Jody Marie | Chief Compliance Officer | Jun 2009 (17y) | Less than 5% | |
| Anderson, Brian Lee | Cfo | Jan 2010 (17y) | Less than 5% | |
| Loy, Stephen Allan | Director | Dec 2021 (5y) | Less than 5% |
Undisclosed: 0% – 15% of the firm is not attributable from the filed Schedule A bands.
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 12/23/2025 | 949 KB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Hourly charges
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Portfolio management for businesses/institutional clients
- • Publication of periodicals or newsletters
Custody
Firm reports it does not have custody of client funds or securities (Item 9.A).
No custodian data reported or mined yet.
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Dec 23, 2025.
View current Form ADV (SEC/IAPD) ↗