Gilbert Investment Management Inc
State-registered
Wealth Manager · Boutique (under $100M)
CRD 290936
· Boston, MA
· www.gilbertim.com
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ADV data as of Jun 23, 2026
- Regulatory AUM
- $17.9M
- Discretionary
- $12.3M
- Clients
- 54
- Avg AUM / client
- $332K
- Accounts
- 54
- Employees
- 2
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 48 | $5.6M | 31.0% |
| High net worth individuals | 6 | $12.4M | 69.0% |
People (2)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Donald E Gilbert | Registered representative | Jan 2018 (9y) | ||
| Wayne George Schaab | Registered representative | Feb 2018 (9y) |
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 06/23/2026 | 1.01 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
Services
- • Portfolio management for individuals/small businesses
- • Portfolio management for businesses/institutional clients
Custody
Reported custodians
- Truist Financial Corp $12.3M (69% of AUM) Jun 2026
- Interactive Brokers $745K (4% of AUM) Jun 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Jun 23, 2026.
View current Form ADV (SEC/IAPD) ↗