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Mutual Fund / Asset Manager · Large ($10B–$100B)
CRD 290998
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ADV data as of Jun 27, 2025
- Regulatory AUM
- $12.3B
- Discretionary
- $12.3B
- Clients
- 61
- Avg AUM / client
- $201M
- Accounts
- 62
- Employees
- 35
AUM over time
$3.6B
$15.5B
Dec 2017
Jun 2025
Annual snapshots from Form ADV filings · as of Jun 27, 2025
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Investment companies | 18 | $7.0B | 57.2% |
| Pooled investment vehicles (non-investment companies) | 43 | $5.3B | 42.8% |
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Hourly charges
- • Fixed fees
- • Performance-based fees
Services
- • Portfolio management for individuals/small businesses
- • Portfolio management for investment companies
- • Portfolio management for pooled investment vehicles
- • Portfolio management for businesses/institutional clients
- • Selection of other advisers
- • Publication of periodicals or newsletters
- • Educational seminars/workshops
Custody
Firm reports it does not have custody of client funds or securities (Item 9.A).
No custodian data reported or mined yet.
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Jun 27, 2025.