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Investment Adviser · Boutique (under $100M)
CRD 29102
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ADV data as of Mar 25, 2026
- Regulatory AUM
- $37.7M
- Discretionary
- $0
- Clients
- 186
- Avg AUM / client
- $203K
- Accounts
- 186
- Employees
- 5
AUM over time
$37.7M
$114M
Mar 29, 2012
Mar 25, 2026
Reported AUM from Form ADV filings, plotted by filing date · as of Mar 25, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| High net worth individuals | 111 | $16.3M | 43.2% |
| Corporations and other businesses | 75 | $21.4M | 56.8% |
Disciplinary disclosures
This firm answered "yes" to a disciplinary item on its latest filing. Detailed disclosure pages for this filing have not been imported yet — see the source filing below.
How they charge
- • Percentage of assets under management
- • Other fees
- • TAGLICH RECEIVES PLACEMENT AGENT FEES IN CONNECTION WITH ADVISOR
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
Custody
Reported custodians
- Pershing $107M (100% of AUM) Mar 2019
- Axos Clearing $45.1M (100% of AUM) Jun 2025
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 25, 2026.