AUMdb

Rba Wealth Management, Llc

SEC-registered Wealth Manager · Small ($100M–$1B) CRD 291029 · SEC file 801-112189 · Newport Beach, CA · WWW.RBA-WEALTH.COM
☆ Save with Pro ADV data as of Mar 04, 2026
Regulatory AUM
$452M
Discretionary
$422M
Clients
426
Avg AUM / client
$1.1M
Accounts
1,170
Employees
7

AUM over time

$0 $452M
Nov 16, 2017 Mar 4, 2026

Reported AUM from Form ADV filings, plotted by filing date · as of Mar 04, 2026

Investments (13F portfolio — 92 positions, $277,652,309)

13F period Mar 31, 2026
#IssuerClassValueShares% of 13F% of AUM
1 Alphabet Inc CAP STK CL A $11,144,928 38,757 4.01% 2.47%
2 Apple Inc COM $10,128,454 39,909 3.65% 2.24%
3 Cummins Inc COM $9,865,688 18,337 3.55% 2.18%
4 Broadcom Inc COM $9,439,062 30,497 3.4% 2.09%
5 Applied Matls Inc COM $9,209,782 26,946 3.32% 2.04%
6 Taiwan Semiconductor Manufac SPONSORED ADS $7,645,781 22,624 2.75% 1.69%
7 Microsoft Corp COM $7,322,530 19,782 2.64% 1.62%
8 Waste Mgmt Inc Del COM $7,300,243 31,769 2.63% 1.61%
9 Cboe Global Mkts Inc COM $7,257,436 25,821 2.61% 1.61%
10 Goldman Sachs Group Inc COM $6,703,373 7,924 2.41% 1.48%
11 East West Bancorp Inc COM $6,406,024 60,004 2.31% 1.42%
12 Arch Cap Group Ltd ORD $6,275,538 65,377 2.26% 1.39%
13 Flowserve Corp COM $6,132,468 83,424 2.21% 1.36%
14 Visa Inc COM CL A $6,091,980 20,156 2.19% 1.35%
15 Asml Hldg Nv N Y REGISTRY SHS $5,695,419 4,312 2.05% 1.26%
16 American Elec Pwr Co Inc COM $5,620,105 42,875 2.02% 1.24%
17 Metlife Inc COM $5,557,855 78,590 2.0% 1.23%
18 Meta Platforms Inc CL A $5,495,975 9,606 1.98% 1.22%
19 Crocs Inc COM $5,413,485 65,207 1.95% 1.2%
20 Nvidia Corporation COM $5,305,965 30,424 1.91% 1.17%
21 United Rentals Inc COM $5,250,811 7,207 1.89% 1.16%
22 Autozone Inc COM $5,184,892 1,535 1.87% 1.15%
23 Procter & Gamble Co COM $5,149,643 35,652 1.85% 1.14%
24 Accenture Plc Ireland SHS CLASS A $5,024,867 25,341 1.81% 1.11%
25 Salesforce Inc COM $4,965,679 26,601 1.79% 1.1%

Top 25 of 92 positions from the manager's latest Form 13F · source filing (EDGAR) ↗. 13F covers long US-listed positions only. "% of AUM" is share of the firm's total regulatory AUM (Form ADV Item 5.F).

Who they serve

Client typeClientsAUM% of AUM
Individuals (non-high net worth) 296 $200M 44.2%
High net worth individuals 125 $231M 51.1%
Pension and profit sharing plans 1 $20.4M 4.51%
Charitable organizations 4 $727K 0.16%

People (4)

roster as of Jul 20, 2026
NameRole / titleCredentialsWith firm sinceOwnership
Matthew Allen Bradley President And Chief Compliance Officer CFP Nov 2017 (9y) 75% or more
Nicole Anastasia Plumlee Registered representative Jan 2019 (8y)
Mark Edward Deily Registered representative Nov 2019 (7y)
John David Wolfe Registered representative Jul 2026 (0y)

Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.

Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.

Documents (1 archived)

FormPeriodSize
Form ADV (full filing) 03/04/2026 910 KB View · PDF · Source ↗

Archived copies of the firm's regulatory filings, versioned by content hash.

Disciplinary disclosures

No disciplinary events reported on the firm's latest Form ADV filing.

How they charge

  • Percentage of assets under management
  • Fixed fees

Services

  • Financial planning services
  • Portfolio management for individuals/small businesses
  • Portfolio management for businesses/institutional clients
  • Pension consulting services

Custody

Reported custodians

Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).

Firm reports having custody of client funds or securities (Item 9.A).

Source

All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 04, 2026.

View current Form ADV (SEC/IAPD) ↗