AUMdb

Eq, Llc

SEC-registered Insurance-Affiliated · Small ($100M–$1B) CRD 291033 · SEC file 801-112224 · · WWW.EQWM.COM
☆ Save with Pro ADV data as of Apr 29, 2026
Regulatory AUM
$942M
Discretionary
$717M
Clients
544
Avg AUM / client
$1.7M
Accounts
2,476
Employees
15

AUM over time

$0 $942M
Nov 27, 2017 Apr 29, 2026

Reported AUM from Form ADV filings, plotted by filing date · as of Apr 29, 2026

Who they serve

Client typeClientsAUM% of AUM
Individuals (non-high net worth) 156 $42.3M 4.49%
High net worth individuals 369 $897M 95.3%
Charitable organizations 19 $1.9M 0.2%

Private funds (1)

Reported in Form ADV Section 7.B.(1), filing of Jun 2024 · $24.3M combined gross assets

FundTypeDomicileGross assetsOwners
Eq Income Fund 1, Llc. Other Private Fund Delaware $24.3M 76

People (9)

roster as of Jul 20, 2026
NameRole / titleCredentialsWith firm sinceOwnership
John Michael Quigley Managing Member/Cco CFP Nov 2017 (9y) 50% – 75%
Stephen Patrick Emanuels Managing Member CFP Personal Financial Specialist Nov 2017 (9y) 50% – 75%
Michael John Varga Registered representative Feb 2018 (9y)
Nathan Evan Tepp Registered representative CFP Jan 2020 (7y)
Jamika Symone Parker Registered representative CFP Jun 2020 (6y)
Audrea Jane Sullivan Registered representative Nov 2023 (3y)
Courtney O'kelly Hanrahan Registered representative CFP Jun 2024 (2y)
Michael Okamoto Registered representative CFP Jun 2024 (2y)
Sarah Andrews Emanuels Registered representative Jul 2024 (2y)

Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.

Private funds (1, $24.3M gross assets)

FundTypeGross assetsMin. investmentOwners
Eq Income Fund 1, Llc. Other Private Fund $24.3M $250K 76

From Form ADV Section 7.B private fund reporting.

Documents (1 archived)

FormPeriodSize
Form ADV (full filing) 04/29/2026 1.15 MB View · PDF · Source ↗

Archived copies of the firm's regulatory filings, versioned by content hash.

Disciplinary disclosures

No disciplinary events reported on the firm's latest Form ADV filing.

How they charge

  • Percentage of assets under management

Services

  • Financial planning services
  • Portfolio management for individuals/small businesses
  • Portfolio management for pooled investment vehicles
  • Selection of other advisers
  • Educational seminars/workshops

Custody

Reported custodians

Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).

Firm reports having custody of client funds or securities (Item 9.A).

Source

All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Apr 29, 2026.

View current Form ADV (SEC/IAPD) ↗