Triton Wealth Management, Pllc
- Regulatory AUM
- $405M
- Discretionary
- $405M
- Clients
- 853
- Avg AUM / client
- $475K
- Accounts
- 1,729
- Employees
- 9
AUM over time
Annual snapshots from Form ADV filings · as of Jul 09, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 706 | $150M | 36.9% |
| High net worth individuals | 147 | $255M | 63.1% |
Retirement plan clients
Plans that reported this firm as an investment service provider on Form 5500 Schedule C.
| Plan | Location | Plan year |
|---|---|---|
| Bayshire 401(k) Plan Bayshire, Llc | 2024 |
People (9)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Cody Lee Ashton | Managing Member & Chief Compliance Officer | Nov 2018 (8y) | 25% – 50% | |
| David Lee Dorsey | Managing Member | Nov 2018 (8y) | 25% – 50% | |
| Michael Clawson Bird | Managing Member | Nov 2018 (8y) | 25% – 50% | |
| William Chad Mitton | Managing Member | Nov 2018 (8y) | 25% – 50% | |
| Arrah Wonah Michael Nester | Registered representative | Jan 2019 (8y) | ||
| Brian Charles Smalley | Registered representative | Jan 2019 (8y) | ||
| Eric Charles Bird | Registered representative | CFP | Feb 2019 (7y) | |
| Nathaniel Duchein | Registered representative | CFP | Oct 2024 (2y) | |
| Zachary Aaron Mac Phee | Registered representative | Mar 2026 (0y) |
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Retirement plans served (1)
| Plan | Sponsor | Participants | Plan assets | As of |
|---|---|---|---|---|
| Bayshire 401(k) Plan | Bayshire, Llc | 2,156 | $3.8M | 01/01/2024 |
From Form 5500 service-provider disclosures.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 07/09/2026 | 975 KB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
Custody
Reported custodians
- Charles Schwab & Co. $405M (100% of AUM) Jul 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports having custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Jul 09, 2026.
View current Form ADV (SEC/IAPD) ↗