Team Hewins, Llc
- Regulatory AUM
- $4.0B
- Discretionary
- $2.0B
- Clients
- 576
- Avg AUM / client
- $6.9M
- Accounts
- 2,260
- Employees
- 29
AUM over time
Annual snapshots from Form ADV filings · as of Jul 22, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 247 | $130M | 3.28% |
| High net worth individuals | 304 | $2.3B | 58.2% |
| Pension and profit sharing plans | 9 | $57.7M | 1.46% |
| Charitable organizations | 8 | $141M | 3.55% |
| State or municipal government entities | 2 | $568M | 14.3% |
| Corporations and other businesses | 6 | $760M | 19.2% |
Retirement plan clients
Plans that reported this firm as an investment service provider on Form 5500 Schedule C.
| Plan | Location | Plan year |
|---|---|---|
| United Airlines Pilot Retirement Account Plan United Airlines, Inc. | 2024 | |
| Mto 401(k) Profit Sharing Plan Munger, Tolles & Olson Llp | 2021 |
People (25)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| John Matthew Bussel | Principal And Chief Investment Officer | Mar 2018 (8y) | 10% – 25% | |
| Thuong Thanh Thien | Principal, Senior Financial Advisor | CFP | May 2018 (8y) | 5% – 10% |
| Ka Tye Koo | Principal, Chief Operating Officer | May 2018 (8y) | 5% – 10% | |
| Karl Arthur Schwartz | Principal, Senior Financial Advisor, Regional Director | CFP | May 2018 (8y) | 5% – 10% |
| Patrice Margaret Cresci Hornung | Principal, Senior Financial Advisor, Regional Director | CFP | May 2018 (8y) | 10% – 25% |
| Roger Colburn Hewins | Principal, Founding Member | May 2018 (8y) | 25% – 50% | |
| Mikhael Balachov | Principal, Chief Executive Officer | Aug 2021 (5y) | 10% – 25% | |
| Mccarthy, Michelle, Anne | Chief Compliance Officer | Feb 2023 (4y) | Less than 5% | |
| Post, Martha, Roberts | Principal, Founding Member | Jun 2023 (3y) | Less than 5% | |
| Carolyn Elizabeth Kelly | Registered representative | CFP | May 2018 (8y) | |
| Christopher Ryan Anderson | Registered representative | May 2018 (8y) | ||
| Derek Joseph France | Registered representative | May 2018 (8y) | ||
| Rachael Catherine Grattan | Registered representative | CFP | Jun 2018 (8y) | |
| Clarice M Nolet | Registered representative | CFP | Aug 2019 (7y) | |
| Shelby Geree Miller | Registered representative | CFP | Feb 2020 (6y) | |
| Philip Herzberg | Registered representative | CFP | Aug 2021 (5y) | |
| Alireza Hosseinlar | Registered representative | CFP | Sep 2022 (4y) | |
| Deborah Ann Peri | Registered representative | CFP | Jul 2024 (2y) | |
| Richard Alexander Larsen | Registered representative | Sep 2024 (2y) | ||
| Hoyt Drynan | Registered representative | Feb 2025 (1y) | ||
| Kaycia Marie Rossi | Registered representative | Jun 2025 (1y) | ||
| Luke John Calhoun Hayes | Registered representative | Sep 2025 (1y) | ||
| Margaret Elizabeth Avery | Registered representative | Mar 2026 (0y) | ||
| Christina Danielle Gann Munguia | Registered representative | CFP | Apr 2026 (0y) | |
| Charles Wesley Wood | Registered representative | CFP | Jun 2026 (0y) |
Undisclosed: 0% – 30% of the firm is not attributable from the filed Schedule A bands.
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Retirement plans served (2)
| Plan | Sponsor | Participants | Plan assets | As of |
|---|---|---|---|---|
| United Airlines Pilot Retirement Account Plan | United Airlines, Inc. | 17,444 | $16.8B | 01/01/2024 |
| Mto 401(k) Profit Sharing Plan | Munger, Tolles & Olson Llp | 462 | $282M | 01/01/2021 |
From Form 5500 service-provider disclosures.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 04/29/2026 | 952 KB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Hourly charges
- • Fixed fees
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Portfolio management for businesses/institutional clients
- • Selection of other advisers
- • Educational seminars/workshops
Custody
Reported custodians
- Charles Schwab & Co. $3.1B (79% of AUM) Apr 2026
- U.S. Bank $569M (14% of AUM) Apr 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports having custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Jul 22, 2026.
View current Form ADV (SEC/IAPD) ↗