Truvestments Capital Llc
- Regulatory AUM
- $661M
- Discretionary
- $638M
- Clients
- 1,317
- Avg AUM / client
- $502K
- Accounts
- 2,541
- Employees
- 17
AUM over time
Annual snapshots from Form ADV filings · as of Mar 25, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 1,199 | $374M | 56.7% |
| High net worth individuals | 117 | $270M | 40.9% |
| Pooled investment vehicles (non-investment companies) | 1 | $6.5M | 0.98% |
| Pension and profit sharing plans | Fewer than 5 clients | $9.4M | 1.43% |
People (15)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Kaleb Donald Mccarty | Managing Member | Aug 2017 (9y) | Less than 5% | |
| Michael Wayne Williams | Member/Cco | Aug 2017 (9y) | Less than 5% | |
| Shane B Swearingen | Registered representative | Oct 2018 (8y) | ||
| John Joseph Kostaken | Registered representative | Feb 2019 (7y) | ||
| Shane Richard Eighme | Registered representative | Oct 2019 (7y) | ||
| Kevin Jay Mcenerney | Registered representative | Mar 2020 (6y) | ||
| Philip Thomas Quigley | Registered representative | CFP | Nov 2022 (4y) | |
| Mathew Brett Manning | Registered representative | Sep 2023 (3y) | ||
| Daniel Lee Korth | Registered representative | Jan 2024 (3y) | ||
| Bryon Keith Spicer | Registered representative | Jul 2024 (2y) | ||
| Donald Mark Safstrom | Registered representative | CFP Personal Financial Specialist | Oct 2024 (2y) | |
| Wendy Katherine Chambers | Registered representative | Oct 2024 (2y) | ||
| Ronald John Lumley | Registered representative | CFP Chartered Financial Consultant | Jan 2025 (2y) | |
| Nicolas Anthony Ranocchia | Registered representative | Jan 2025 (2y) | ||
| Michael Alexander Watkins | Registered representative | Dec 2025 (1y) |
Entity owners (Schedule A/B)
| Entity | Title / status | Since | Sch. | Ownership |
|---|---|---|---|---|
| Truvestments Asset Management Llc | Member | Aug 2017 | A | 75% or more |
| Siriyanfah Williams Llc | Member | Oct 2017 | B | ≈ 18.75% – 50% via Truvestments Asset Management Llc |
| Elite Wealth Advisors Llc | Member | Oct 2017 | B | ≈ 18.75% – 50% via Truvestments Asset Management Llc |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Estimated effective ownership (look-through of filed bands):
- Siriyanfah Williams Llc: 25% – 50% of Truvestments Asset Management Llc × 75% – 100% direct ≈ 18.75% – 50% of the firm
- Elite Wealth Advisors Llc: 25% – 50% of Truvestments Asset Management Llc × 75% – 100% direct ≈ 18.75% – 50% of the firm
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 03/25/2026 | 1.22 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Hourly charges
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Portfolio management for pooled investment vehicles
- • Selection of other advisers
Custody
Reported custodians
- Charles Schwab & Co. $644M (97% of AUM) Mar 2026
- Lincoln Financial Group Trust Company, Inc. $1.8M (1% of AUM) Oct 2022
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports having custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 25, 2026.
View current Form ADV (SEC/IAPD) ↗