Boothe Investment Group, Inc.
- Regulatory AUM
- $369M
- Discretionary
- $366M
- Clients
- 589
- Avg AUM / client
- $627K
- Accounts
- 1,466
- Employees
- 8
AUM over time
Reported AUM from Form ADV filings, plotted by filing date · as of Feb 26, 2026
Investments (13F portfolio — 38 positions, $317,421,337)
13F period Jun 30, 2026| # | Issuer | Class | Value | Shares | % of 13F | % of AUM |
|---|---|---|---|---|---|---|
| 1 | Simplify Exchange Traded Fun | MANAGED FUTURES | $45,186,379 | 1,741,958 | 14.2% | 12.2% |
| 2 | Doubleline Etf Trust | OPPORTUNISTIC CO | $34,397,162 | 754,481 | 10.8% | 9.31% |
| 3 | Wisdomtree Tr | EUROPE HEDGED EQ | $25,425,117 | 446,055 | 8.01% | 6.88% |
| 4 | Victory Portfolios Ii | VICTORYSHARES SM | $20,535,458 | 600,452 | 6.47% | 5.56% |
| 5 | Global X Fds | INDIA ACTIVE ETF | $15,187,460 | 556,705 | 4.78% | 4.11% |
| 6 | Global X Fds | GBL X FTSE ETF | $14,806,364 | 755,042 | 4.66% | 4.01% |
| 7 | Pinterest Inc | CL A | $14,558,039 | 692,251 | 4.59% | 3.94% |
| 8 | J P Morgan Exchange Traded F | ULTRA SHT MUNCPL | $13,988,722 | 274,289 | 4.41% | 3.79% |
| 9 | Citigroup Inc | COM NEW | $10,940,013 | 78,165 | 3.45% | 2.96% |
| 10 | Sharkninja Inc | COM SHS | $10,595,708 | 69,585 | 3.34% | 2.87% |
| 11 | Servicenow Inc | COM | $9,769,648 | 98,405 | 3.08% | 2.65% |
| 12 | Advanced Micro Devices Inc | COM | $9,342,219 | 16,082 | 2.94% | 2.53% |
| 13 | Pfizer Inc | COM | $8,519,769 | 353,811 | 2.68% | 2.31% |
| 14 | Abbvie Inc | COM | $7,979,100 | 31,708 | 2.51% | 2.16% |
| 15 | Spdr Series Trust | STATE STREET SPD | $7,752,559 | 88,218 | 2.44% | 2.1% |
| 16 | Uber Technologies Inc | COM | $7,442,366 | 103,137 | 2.34% | 2.02% |
| 17 | Ulta Beauty Inc | COM | $7,005,974 | 15,535 | 2.21% | 1.9% |
| 18 | Meta Platforms Inc | CL A | $6,688,341 | 11,874 | 2.11% | 1.81% |
| 19 | Crowdstrike Hldgs Inc | CL A | $6,017,359 | 7,885 | 1.9% | 1.63% |
| 20 | Microsoft Corp | COM | $5,907,518 | 15,837 | 1.86% | 1.6% |
| 21 | Blackrock Enhanced Equity Di | COM | $5,740,472 | 599,840 | 1.81% | 1.55% |
| 22 | Slb Limited | COM STK | $5,721,431 | 123,068 | 1.8% | 1.55% |
| 23 | Chevron Corporation | COM | $3,397,949 | 20,499 | 1.07% | 0.92% |
| 24 | International Business Machs | COM | $2,922,570 | 10,393 | 0.92% | 0.79% |
| 25 | Bxp Inc | COM | $2,629,721 | 39,658 | 0.83% | 0.71% |
Top 25 of 38 positions from the manager's latest Form 13F · source filing (EDGAR) ↗. 13F covers long US-listed positions only. "% of AUM" is share of the firm's total regulatory AUM (Form ADV Item 5.F).
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 483 | $149M | 40.3% |
| High net worth individuals | 86 | $204M | 55.3% |
| Pension and profit sharing plans | 16 | $12.2M | 3.31% |
| Charitable organizations | 4 | $4.1M | 1.1% |
People (5)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Boothe, Lisa, Ann | Chief Financial Officer | Jun 2005 (21y) | Less than 5% | |
| David Franklin Boothe | President | Jun 2005 (21y) | 75% or more | |
| Anna Christina Hibbitt | Chief Operations Officer And Chief Compliance Officer | Feb 2018 (9y) | 10% – 25% | |
| Daniel Henry Paul Venable | Registered representative | Sep 2024 (2y) | ||
| Rachel Elizabeth Benton | Registered representative | Jun 2025 (1y) |
Undisclosed: 0% – 15% of the firm is not attributable from the filed Schedule A bands.
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 02/26/2026 | 950 KB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Pension consulting services
Custody
Reported custodians
- Wells Fargo $283M (77% of AUM) Feb 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Feb 26, 2026.
View current Form ADV (SEC/IAPD) ↗