Blackdiamond Wealth Management, Llc
- Regulatory AUM
- $424M
- Discretionary
- $406M
- Clients
- 379
- Avg AUM / client
- $1.1M
- Accounts
- 1,238
- Employees
- 10
AUM over time
Reported AUM from Form ADV filings, plotted by filing date · as of Jul 09, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 275 | $123M | 29.0% |
| High net worth individuals | 96 | $282M | 66.4% |
| Pension and profit sharing plans | 8 | $18.4M | 4.34% |
| Corporations and other businesses | Fewer than 5 | $819K | 0.19% |
People (7)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Sean Merideth Hollitz | Managing Partner | Chartered Financial Consultant | Apr 2017 (9y) | 75% or more |
| Scott Michael Ungar | Chief Compliance Officer | Jan 2018 (9y) | Less than 5% | |
| Kenneth E Nuttall | Chief Investment Officer | CFP | Dec 2019 (7y) | Less than 5% |
| Debra Leigh Noble | Registered representative | CFP | Jun 2021 (5y) | |
| Laurence Edward Greenwald | Registered representative | Chartered Financial Consultant | Jul 2021 (5y) | |
| Kevin Gregg De Rosa | Registered representative | Dec 2021 (5y) | ||
| Jorge Luis Pizarro | Registered representative | Jul 2025 (1y) |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 07/09/2026 | 1.15 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
Allegations: WHILE REGISTERED WITH A MEMBER FIRM AND IN ANTICIPATION OF HIS MOVE TO A NEW FIRM, UNGAR MOVED DOCUMENTS RELATED TO CUSTOMERS HE SERVICED FROM HIS FIRM OFFICE TO HIS HOME. THE DOCUMENTS CONTAINED PERSONAL NONPUBLIC INFORMATION AS DEFINED UNDER REG S-P OF THE SECURITIES EXCHANGE ACT OF 1934, AND UNGAR MOVED THEM WITHOUT AUTHORIZATION AND IN CONTRAVENTION OF THE FIRM'S POLICIES. AMONG OTHER THINGS, THE INFORMATION CONTAINED CLIENT'S ASSET AND INCOME, ADDRESS, BIRTHDATE AND EMPLOYMENT INFORMATION. BY REMOVING FILES FROM FIRM'S CONTROL AND POSSESSION, UNGAR PLACED CLIENT NONPUBLIC PERSONAL INFORMATION AT RISK. Status: Final Sanction Detail: $5000 FINE WAS LEVIED AGAINST MR. UNGAR. Summary: FINRA ALLEGED THAT, IN DECEMBER 2010, IN ANTICIPATION OF MOVING TO A NEW FIRM, MR. UNGAR VIOLATED REGULATION S-P BY REMOVING CLIENT DOCUMENTATION FROM HIS MEMBER FIRM THEREBY PLACING CLIENTS' PERSONAL NONPUBLIC INFORMATION AT RISK. MR. UNGAR, WITHOUT ADMITTING OR DENYING THE ALLEGATIONS, SETTLED THE MATTER IN NOVEMBER 2013 BY AGREEING TO PAY A $5,000 FINE.
Disclosure text reproduced verbatim from the firm's own Form ADV filings.
How they charge
- • Percentage of assets under management
- • Fixed fees
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Portfolio management for businesses/institutional clients
- • Pension consulting services
- • Selection of other advisers
Custody
Reported custodians
- Charles Schwab & Co. $384M (91% of AUM) Jul 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Jul 09, 2026.
View current Form ADV (SEC/IAPD) ↗