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Wealth Manager · Small ($100M–$1B)
CRD 291805
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ADV data as of Mar 11, 2025
- Regulatory AUM
- $578M
- Discretionary
- $559M
- Clients
- 666
- Avg AUM / client
- $868K
- Accounts
- 1,620
- Employees
- 23
AUM over time
$0
$578M
Jul 26, 2018
Mar 11, 2025
Reported AUM from Form ADV filings, plotted by filing date · as of Mar 11, 2025
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 405 | $183M | 31.6% |
| High net worth individuals | 198 | $371M | 64.2% |
| Pooled investment vehicles (non-investment companies) | 42 | $4.5M | 0.78% |
| Other | 21 | $19.8M | 3.43% |
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Hourly charges
- • Fixed fees
- • Other fees
- • SELECTION OF OTHER ADVISERS FEES
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Selection of other advisers
Custody
Reported custodians
- Charles Schwab & Co. $486M (84% of AUM) Mar 2025
- Fidelity Brokerage Services $64.0M (11% of AUM) Mar 2025
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 11, 2025.