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Wealth Manager · Small ($100M–$1B)
CRD 291979
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ADV data as of Apr 08, 2025
- Regulatory AUM
- $600M
- Discretionary
- $535M
- Clients
- 293
- Avg AUM / client
- $2.0M
- Accounts
- 1,243
- Employees
- 7
AUM over time
$0
$600M
Jan 29, 2018
Apr 8, 2025
Reported AUM from Form ADV filings, plotted by filing date · as of Apr 08, 2025
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 174 | $68.4M | 11.4% |
| High net worth individuals | 118 | $531M | 88.5% |
| Pension and profit sharing plans | 1 | $405K | 0.07% |
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Fixed fees
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Portfolio management for businesses/institutional clients
- • Pension consulting services
Custody
Reported custodians
- Charles Schwab & Co. $564M (94% of AUM) Apr 2025
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports having custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Apr 08, 2025.