Optimist Capital Llc
- Regulatory AUM
- $96.7M
- Discretionary
- $96.7M
- Clients
- 70
- Avg AUM / client
- $1.4M
- Accounts
- 70
- Employees
- 4
AUM over time
Reported AUM from Form ADV filings, plotted by filing date · as of Jan 07, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 22 | $6.0M | 6.21% |
| High net worth individuals | 39 | $75.4M | 77.9% |
| Pension and profit sharing plans | 5 | $12.2M | 12.6% |
| Charitable organizations | 2 | $1.3M | 1.33% |
| Corporations and other businesses | 2 | $1.8M | 1.91% |
People (4)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Alexander Runels Cooke | Managing Director | Dec 2017 (9y) | 75% or more | |
| Gregory Haywood Adams | Registered representative | Oct 2018 (8y) | ||
| John Robert Smith | Registered representative | Jul 2020 (6y) | ||
| Ivan Rosa | Registered representative | Jan 2025 (2y) |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 01/07/2026 | 1.02 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Hourly charges
- • Fixed fees
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Pension consulting services
- • Publication of periodicals or newsletters
Custody
Reported custodians
- Charles Schwab & Co. $88.1M (91% of AUM) Jan 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports having custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Jan 07, 2026.
View current Form ADV (SEC/IAPD) ↗