Brooklyn Fi, Llc
- Regulatory AUM
- $563M
- Discretionary
- $563M
- Clients
- 373
- Avg AUM / client
- $1.5M
- Accounts
- 373
- Employees
- 10
AUM over time
Reported AUM from Form ADV filings, plotted by filing date · as of Jun 23, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 302 | $210M | 37.3% |
| High net worth individuals | 71 | $353M | 62.7% |
People (11)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Shane Paul Mason | Managing Member | CFP | Nov 2017 (9y) | 25% – 50% |
| Ally Ayers | Managing Member | Aug 2019 (7y) | 25% – 50% | |
| John Timothy Francis Owens | Member, Director Of Financial Planning, & Cco | CFP | Jun 2021 (5y) | 5% – 10% |
| Caitlin Fastiggi | Registered representative | CFP | Mar 2022 (4y) | |
| Eduard V Zolotarev | Registered representative | CFP | Nov 2022 (4y) | |
| Kody Shane Sherlund | Registered representative | CFP | Apr 2023 (3y) | |
| Melanie Jean Taylor | Registered representative | Oct 2023 (3y) | ||
| Gage Legare | Registered representative | CFP | Jul 2024 (2y) | |
| Crystal Rose Kozlak | Registered representative | CFP | Jun 2025 (1y) | |
| Jacqueline Worstell | Registered representative | CFP | Feb 2026 (0y) | |
| Janae' Andril Bridges | Registered representative | Jun 2026 (0y) |
Undisclosed: 0% – 45% of the firm is not attributable from the filed Schedule A bands.
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 06/23/2026 | 1000 KB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Hourly charges
- • Fixed fees
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Pension consulting services
- • Selection of other advisers
- • Educational seminars/workshops
Custody
Reported custodians
- Charles Schwab & Co. $519M (92% of AUM) Jun 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports having custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Jun 23, 2026.
View current Form ADV (SEC/IAPD) ↗