AUMdb

Jefferies Research Services Llc

SEC-registered Investment Adviser CRD 292142 · SEC file 801-112728 · New York, NY · www.jefferies.com
☆ Save with Pro ADV data as of Feb 27, 2026
Regulatory AUM
Discretionary
Clients
Avg AUM / client
Accounts
Employees
248

People (5)

NameRole / titleCredentialsWith firm sinceOwnership
Eastwood, Michael, Neville President, Chief Executive Officer & Managing Director Of Americas Research Dec 2017 (9y) Less than 5%
Levovitz, Sonia, Han Secretary Dec 2017 (9y) Less than 5%
Crank, Alanna, Mary Chief Operating Officer Jul 2020 (6y) Less than 5%
Brooks, Jeffrey Principal Accounting Officer Oct 2020 (6y) Less than 5%
Scoran, Lauri, A Chief Compliance Officer Sep 2024 (2y) Less than 5%

Entity owners (Schedule A/B)

EntityTitle / statusSinceSch.Ownership
Jefferies Financial Group Inc. Direct Owner Nov 2022 A 75% or more

Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.

Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.

Documents (1 archived)

FormPeriodSize
Form ADV (full filing) 02/27/2026 1.42 MB View · PDF · Source ↗

Archived copies of the firm's regulatory filings, versioned by content hash.

Disciplinary disclosures

No disciplinary events reported on the firm's latest Form ADV filing.

How they charge

  • Subscription fees
  • Fixed fees
  • Other fees
  • PLATFORM FEES

Services

  • Other services

Custody

Firm reports it does not have custody of client funds or securities (Item 9.A).

No custodian data reported or mined yet.

Source

All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Feb 27, 2026.

View current Form ADV (SEC/IAPD) ↗