Roland, Criss Investment Research, Llc
- Regulatory AUM
- —
- Discretionary
- —
- Clients
- —
- Avg AUM / client
- —
- Accounts
- —
- Employees
- 1
Retirement plan clients
Plans that reported this firm as an investment service provider on Form 5500 Schedule C.
| Plan | Location | Plan year |
|---|---|---|
| South Texas College Of Law Houston 403(b) Plan South Texas College Of Law Houston | 2024 | |
| South Texas College Of Law Houston Defined Contribution Retirement Plan And Trust South Texas College Of Law Houston | 2024 | |
| Specialty Management Services Of Ouachita, Llc 401(k) Plan Specialty Management Services Of Ouachita, Llc Dba Alli Management Sol | 2024 |
People (1)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Donald Kent Denton | Registered representative | May 2018 (8y) |
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Retirement plans served (3)
| Plan | Sponsor | Participants | Plan assets | As of |
|---|---|---|---|---|
| South Texas College Of Law Houston 403(b) Plan | South Texas College Of Law Houston | 348 | $22.0M | 01/01/2024 |
| South Texas College Of Law Houston Defined Contribution Retirement Plan And Trust | South Texas College Of Law Houston | 165 | $50.3M | 01/01/2024 |
| Specialty Management Services Of Ouachita, Llc 401(k) Plan | Specialty Management Services Of Ouachita, Llc Dba Alli Management Sol | 188 | $17.3M | 01/01/2024 |
From Form 5500 service-provider disclosures.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 01/30/2026 | 984 KB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Hourly charges
- • Fixed fees
- • Other fees
- • ERISA CONSULTING FEES, ASSETS UNDER ADVISEMENT
Services
- • Pension consulting services
- • Educational seminars/workshops
- • Other services
Custody
Firm reports it does not have custody of client funds or securities (Item 9.A).
No custodian data reported or mined yet.
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Jan 30, 2026.
View current Form ADV (SEC/IAPD) ↗