Royal Capital Wealth Management Llc
- Regulatory AUM
- $204M
- Discretionary
- $204M
- Clients
- 68
- Avg AUM / client
- $3.0M
- Accounts
- 202
- Employees
- 2
AUM over time
Reported AUM from Form ADV filings, plotted by filing date · as of Mar 29, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 37 | $11.6M | 5.7% |
| High net worth individuals | 31 | $193M | 94.3% |
Retirement plan clients
Plans that reported this firm as an investment service provider on Form 5500 Schedule C.
| Plan | Location | Plan year |
|---|---|---|
| Thomas Dodge, Chrysler, Jeep Of Highland, Inc. Employees' 401(k) Plan Thomas Dodge, Chrysler, Jeep Of Highland, Inc. | 2024 |
People (2)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Andrew Jay Johnson | Member, Chief Compliance Officer | Jan 2018 (9y) | 50% – 75% | |
| Thomas Lee Johnson | Managing Member | Jan 2018 (9y) | 50% – 75% |
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Retirement plans served (1)
| Plan | Sponsor | Participants | Plan assets | As of |
|---|---|---|---|---|
| Thomas Dodge, Chrysler, Jeep Of Highland, Inc. Employees' 401(k) Plan | Thomas Dodge, Chrysler, Jeep Of Highland, Inc. | 182 | $23.2M | 01/01/2024 |
From Form 5500 service-provider disclosures.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 03/29/2026 | 1.05 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
Allegations: MR. JOHNSON WAS NAMED A RESPONDENT IN A FINRA COMPLAINT ALLEGING THAT HE CONVERTED HIS MEMBER FIRM'S FUNDS WHICH HE HAD RECEIVED DUE TO A SYSTEM ERROR. THE COMPLAINT ALSO ALLEGES THAT IN BOTH A WRITTEN RESPONSE TO A REQUEST FOR INFORMATION AND AN ON-THE-RECORD INTERVIEW, MR. JOHNSON PROVIDED FALSE AND MISLEADING INFORMATION. Status: Final Sanction Detail: PERMANENTLY BARRED FROM AFFILIATION WITH ANY FINRA MEMBER FIRM. Summary: MR. JOHNSON WAS BARRED FROM AFFILIATION WITH ANY FINRA MEMBER FIRM.
Disclosure text reproduced verbatim from the firm's own Form ADV filings.
How they charge
- • Percentage of assets under management
Services
- • Portfolio management for individuals/small businesses
Custody
Reported custodians
- Charles Schwab & Co. $204M (100% of AUM) Mar 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 29, 2026.
View current Form ADV (SEC/IAPD) ↗