Finivi Inc.
- Regulatory AUM
- $308M
- Discretionary
- $285M
- Clients
- 683
- Avg AUM / client
- $452K
- Accounts
- 1,293
- Employees
- 10
AUM over time
Reported AUM from Form ADV filings, plotted by filing date · as of Jul 08, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 610 | $172M | 55.7% |
| High net worth individuals | 73 | $137M | 44.3% |
People (7)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Eric Clement Jansen | Founder, President, Chief Investment Officer And Chief Compliance Officer | Chartered Financial Consultant | Mar 2018 (8y) | 50% – 75% |
| Steven Craig Johnson | Principal | Chartered Financial Consultant | Mar 2018 (8y) | 25% – 50% |
| Frederick Mark Lane | Registered representative | Chartered Financial Consultant | Mar 2018 (8y) | |
| Joseph Francis Willwerth | Registered representative | Chartered Financial Consultant | Mar 2018 (8y) | |
| Katie Elizabeth Moore | Registered representative | Mar 2018 (8y) | ||
| Jack Rufo | Registered representative | May 2025 (1y) | ||
| Evan Fischthal | Registered representative | Jun 2026 (0y) |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 07/08/2026 | 899 KB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Hourly charges
- • Fixed fees
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Portfolio management for businesses/institutional clients
- • Other services
Custody
Reported custodians
- Charles Schwab & Co. $308M (100% of AUM) Jul 2026
- Fidelity Brokerage Services $39.4M (13% of AUM) Jun 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Jul 08, 2026.
View current Form ADV (SEC/IAPD) ↗