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Wealth Manager · Small ($100M–$1B)
CRD 292445
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ADV data as of Mar 06, 2025
- Regulatory AUM
- $235M
- Discretionary
- $235M
- Clients
- 619
- Avg AUM / client
- $379K
- Accounts
- 1,992
- Employees
- 9
AUM over time
$102M
$235M
Sep 21, 2020
Mar 6, 2025
Reported AUM from Form ADV filings, plotted by filing date · as of Mar 06, 2025
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 559 | $162M | 69.2% |
| High net worth individuals | 60 | $72.4M | 30.8% |
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Hourly charges
- • Fixed fees
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Selection of other advisers
- • Educational seminars/workshops
Custody
Reported custodians
- Fidelity Brokerage Services $235M (100% of AUM) Mar 2025
- Fidelity $117M (100% of AUM) Mar 2021
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 06, 2025.